Section 4138-C. Adoption information registry  


Latest version.
  • 1. There shall be established
      in the department an adoption information registry operated by employees
      of the department specifically designated by the commissioner. Access to
      all  records  and  information  in the registry shall be limited to such
      designated employees and such records  and  information  shall  be  kept
      strictly  confidential  except  as  specifically  authorized by law. The
      commissioner shall establish rules and procedures designed to keep  such
      records  and  information  separate  and apart from other records of the
      department and kept in  a  manner  where  access  to  such  records  and
      information  is  strictly limited to such designated employees and shall
      promulgate regulations designed  to  effectuate  the  purposes  of  this
      section.  Notwithstanding  any  inconsistent  provision  of the domestic
      relations law or any other law to the contrary, the  commissioner  shall
      have  access  to  the  information authorized to be released pursuant to
      this section contained in birth and  adoption  records  of  any  agency,
      court  or  department  having  appropriate records which will enable the
      commissioner to effectuate the purposes of this section and may  require
      the  cooperation  of  such  agency, court or department in providing the
      information  authorized  to  be  released  pursuant  to  this   section,
      provided,  however,  that  the commissioner shall not have access to the
      actual adoption records of any agency, court or  department  maintaining
      such records.
        2.  The  registry shall accept, at any time, and maintain the verified
      registration transmitted by an  agency  pursuant  to  section  forty-one
      hundred  thirty-eight-d  of  this article, or of the birth parents of an
      adoptee if such adoptee was born in this state. The registry  shall  not
      accept  nor maintain the registration of an adoptee sooner than eighteen
      years after the adoptee's birth, or in the case  of  registration  by  a
      biological  sibling of an adoptee, no sooner than the longer of eighteen
      years after the biological sibling's birth or eighteen years  after  the
      adoptee's  birth;  provided, however, that any person whose registration
      was accepted may withdraw such registration prior to the release of  any
      identifying  information.  The  adoptee  registrant,  and the biological
      sibling registrant, shall  include  as  part  of  the  registration  the
      identification,  including  the  name  and  address, of known biological
      siblings of the adoptee. The adoptee may upon registration or  any  time
      thereafter  elect  not  to have release of information by the authorized
      agency involved in such adoption.  The  department  shall  establish  an
      authorized  agency  fee schedule for search costs and registry costs and
      services provided by such agency in gathering and forwarding information
      pursuant to this section. The fee schedule may also  include  costs  for
      disseminating  information  about  the registry and the adoption medical
      information sub-registry to the public. Such publications  or  brochures
      may   include   information   as   to  identifying  and  non-identifying
      information, how to register and fees charged to  the  registrants,  and
      any other information deemed appropriate.
        3.  For  the  purposes  of  this  section,  the  term "non-identifying
      information" shall only include the  following  information,  if  known,
      concerning the adoptee, parents and biological siblings of an adoptee:
        (a) Age of the parents in years, at birth of such adoptee.
        (b)  Heritage  of the parents, which shall include nationality, ethnic
      background and race.
        (c) Education, which shall be the number of years of school  completed
      by the parents at the time of birth of such adoptee.
        (d)  General  physical  appearance  of  the parents at the time of the
      birth of such adoptee, which shall  include  height,  weight,  color  of
      hair, eyes, skin and other information of similar nature.
        (e) Religion of parents.
    
        (f) Occupation of parents.
        (g) Health history of parents.
        (h) Talents, hobbies and special interests of parents.
        (i)  Facts  and  circumstances relating to the nature and cause of the
      adoption.
        (j) Name of the authorized agency involved in such adoption.
        (k) The existence of any known biological siblings.
        (l) The number, sex and age, at the time of the adoptee's adoption, of
      any known biological siblings.
        4. Upon  acceptance  of  a  registration  by  an  adoptee  or  by  the
      biological   sibling  of  an  adoptee  pursuant  to  this  section,  the
      department shall search the  records  of  the  department  to  determine
      whether the adoptee's adoption occurred within the state.
        (a) If the department determines that the adoption occurred within the
      state, it shall notify the court wherein the adoption occurred to submit
      to the department non-identifying information as may be contained in the
      records  of the court and the names of the birth parents of the adoptee.
      Notwithstanding any other provision of law to the  contrary,  the  court
      shall  thereupon  transmit to the department non-identifying information
      as may be contained in the records of the court, and the  names  of  the
      birth  parents  of  the  adoptee, provided that, if the court determines
      from its records that the adoption was from an  authorized  agency,  the
      court  shall  submit to the department only the name and address of such
      authorized agency and the names of the birth parents of the adoptee.  In
      such  cases,  unless  the  adoptee  registrant or the biological sibling
      registrant shall have elected otherwise, the department shall notify the
      authorized agency whose name  was  provided  by  the  court  to  release
      promptly   to   the   adoptee   or  biological  sibling  registrant  all
      non-identifying information as may be contained in the  agency  records.
      Such  agency  shall  thereafter  promptly  release  the  non-identifying
      information to the adoptee registrant. If the adoptee  registrant  shall
      have  elected  not to have the information released to him or her by the
      authorized agency, the agency shall submit promptly  to  the  department
      all  non-identifying  information  as  may  be  contained  in the agency
      records. In any case where the agency records are incomplete, no  longer
      exist  or  are otherwise unavailable, the department shall so notify the
      court. The court shall thereupon promptly  submit  such  non-identifying
      information  as  may  be  contained  in  their records. If no authorized
      agency was involved or if the adoptee registrant shall have elected  not
      to have release of information by the authorized agency involved in such
      adoption,  the  department shall release the non-identifying information
      to the adoptee registrant. The department and/or  an  authorized  agency
      may  restrict  the  nature  of  the non-identifying information released
      pursuant to this section upon a reasonable determination that disclosure
      of such non-identifying information  would  not  be  in  the  adoptee's,
      biological sibling's, or parent's best interest.
        (b)  If  the  department  determines  that  the adoption did not occur
      within the state, it shall notify the adoptee registrant that no  record
      exists of the adoption occurring within the state.
        5.  Upon  acceptance  of  a registration pursuant to this section, the
      department shall search the registry to determine whether  the  adoptee,
      any  biological  sibling of the adoptee, or birth parents of the adoptee
      is also registered.
        (a) If the department determines the adoptee is not in contact with  a
      biological  sibling  under  the  age  of  eighteen  and  that there is a
      corresponding registration for  the  adoptee,  for  each  of  the  birth
      parents,  and/or  for the biological sibling registrant, it shall notify
      the court wherein the adoption occurred and the department shall  notify
    
      all  such  persons  that a corresponding match has been made and request
      such persons' final consent to the release of identifying information.
        (b)  If  the  department  determines  that  there  is no corresponding
      registration for the adoptee, for each of the birth parents, and/or  for
      a  biological  sibling  of  the adoptee, it shall notify the registering
      person that no corresponding match has been made. The  department  shall
      not  solicit  or  request  the  consent  of the non-registered person or
      persons.
        6. Upon receipt of a final consent by the  adoptee,  by  each  of  the
      birth  parents,  and/or  by  a  biological  sibling  of the adoptee, the
      department shall, unless the adoptee or  biological  sibling  registrant
      shall  elect  otherwise,  if  an  authorized agency was involved in such
      adoption, release identifying information to such  agency;  such  agency
      shall  thereafter  promptly  release  identifying information to all the
      registrants. If no authorized agency was involved, or if any  registrant
      shall  have  elected  not  to  have  release  of  the information by the
      authorized agency involved in such adoption the department shall release
      identifying  information  to  all  the  registrants.  Such   identifying
      information  shall  be  limited  to  the  names  and  addresses  of  the
      registrants and shall not include any other information contained in the
      adoption or birth records. However, nothing in  this  section  shall  be
      construed  to  prevent  the  release  of  adoption  records as otherwise
      permitted by law.
        6-a. (a) There shall  be  established  in  the  registry  an  adoption
      medical  information sub-registry. Access to all identifying records and
      information  in  the  sub-registry  shall  be  subject   to   the   same
      restrictions as the adoption information registry.
        (b)  The department shall establish procedures by which a birth parent
      may provide medical information to the sub-registry,  and  by  which  an
      adoptee  aged  eighteen  years  or  older  or the adoptive parents of an
      adoptee who has not attained the age of eighteen years may  access  such
      medical information.
        (c)  A  birth  parent  may  provide  the  adoption medical information
      sub-registry with certified medical information. Such certified  medical
      information  must  include  other  information  sufficient to locate the
      adoptee's birth record.
        (d)  Upon  receipt  from  the  birth  parent  of   certified   medical
      information and other information needed to identify the adopted person,
      the  department  shall  determine if the adoptee was born and adopted in
      New York state. If the adoptee was born and adopted in New  York  state,
      the  department  shall  register  such  information and determine if the
      adoptee or adoptive parent of  the  adoptee  is  registered.  Upon  such
      determination,  the department shall release the non-identifying medical
      information only to  an  adoptee,  aged  eighteen  years  or  older,  or
      adoptive  parent  of an adoptee who has not attained the age of eighteen
      years.
        (e) Upon receipt from an adoptee aged eighteen years or older  or  the
      parent  of  an adoptee of a registration, the department shall determine
      if the adoptee was born and adopted in New York state.  If  the  adoptee
      was  born and adopted in New York state, the department shall search its
      records for medical information provided by the adoptee's birth  parent.
      If  such  medical information is found, the department shall release the
      non-identifying medical information only, to an adoptee,  aged  eighteen
      years  or  older,  or adoptive parent of an adoptee who has not attained
      the age of eighteen years.
        (f) The department shall not  solicit  or  request  the  provision  of
      medical  information  from  a  birth  parent  or  the registration by an
      adoptee or parent of an adoptee.
    
        (g) A fee shall not be required from  a  birth  parent  for  providing
      health information.
        7. (a) Any employee of the department or any employee of an authorized
      agency  who solicits or causes another to solicit a registration for the
      purposes of this section, except as otherwise permitted by law, shall be
      guilty of a misdemeanor, provided, however, that solicitation shall  not
      include disclosure of the adoption information registry.
        (b)  Any  person  who  unlawfully  discloses  any  information  in the
      adoption information registry shall be guilty of a class A misdemeanor.
        (c)  Notwithstanding  any  other  provision,  any  employee   of   the
      department  who  unlawfully  discloses  any  information in the adoption
      information registry shall be subject to dismissal for such violation.
        8. For purposes of this section: "authorized agency" or "agency" means
      an authorized agency as defined in paragraphs (a) and (b) of subdivision
      ten of section three hundred seventy-one of the social services law.
        9. For the purposes of this section, the term  "birth  parents"  shall
      mean  a  surviving  birth  parent  when the other birth parent who would
      otherwise be required  to  register  is  deceased.  The  registry  shall
      consider  the  registration  of  such  a  surviving birth parent who can
      demonstrate that the other birth  parent  is  deceased  to  fulfill  all
      requirements  for  the  registration of the birth parents of an adoptee.
      Upon the request of a birth parent  at  or  following  registration  the
      department  shall  conduct  a search of its records to determine whether
      the other birth parent is deceased.
        10. The commissioner is directed to develop  an  adoption  information
      registry  birth  parent registration consent form to be completed at the
      time of surrender or  consent  to  adoption.  Such  form  shall  include
      check-off  boxes  to be appropriately marked by the biological parent or
      parents whose consent is necessary for the relinquishment of such  child
      indicating  whether  or  not  such  parent  consents  to  the receipt of
      identifying information by the child to be adopted. A copy of such  form
      shall  be sent to the department with copies of the original and amended
      birth certificates. Such form shall state that it is the  responsibility
      of  the  birth parent to update the registry with any changes in contact
      information. The form shall additionally advise the  biological  parents
      of  the  adoption medical information sub-registry and the procedures by
      which  a  birth  parent  may  provide   medical   information   to   the
      sub-registry.  Notwithstanding  any inconsistent provision of law to the
      contrary,  the  commissioner  is  directed  to  develop  any  rules  and
      regulations  necessary  to expedite the transfer of information from any
      agency, court or department necessary to implement this subdivision.
        11. Upon receipt of the adoption  information  registry  birth  parent
      registration  consent form required by section two hundred fifty-four of
      the judiciary law, the commissioner of health of the city  of  New  York
      shall  forward a copy of such consent form, copies of the original birth
      certificate,  the  amended  birth  certificate  and  a   copy   of   the
      notification of adoption to the adoption information registry maintained
      in accordance with this section.