Section 104. Provisions governing wholesalers  


Latest version.
  • 1.  (a) No wholesaler shall
      be engaged in any other business on the premises to be licensed;  except
      that  nothing  contained  in  this  chapter  shall  (1)  prohibit a beer
      wholesaler from (i) acquiring, storing or  selling  non-alcoholic  snack
      foods,   as   defined   in  paragraph  (b)  of  this  subdivision,  (ii)
      manufacturing, bottling, storing, or  selling  non-alcoholic  carbonated
      beverages,   (iii)   manufacturing,  storing  or  selling  non-alcoholic
      non-carbonated soft drinks,  mineral  waters,  spring  waters,  drinking
      water,  non-taxable  malt  or  cereal  beverages, juice drinks, fruit or
      vegetable juices, ice, liquid beverage mixes and dry or frozen  beverage
      mixes, (iv) acquiring, storing or selling wine products, (v) the sale of
      promotional items on such premises, or (vi) the sale of tobacco products
      at  retail  by  wholesalers  who  are  licensed  to  sell beer and other
      products at retail, (2) prohibit a wholesaler authorized  to  sell  wine
      from manufacturing, acquiring or selling wine merchandise, as defined in
      paragraph  (d) of this subdivision, or (3) prohibit a licensed winery or
      licensed farm winery from engaging in the business of a wine  wholesaler
      for  New  York  state  labeled  wines produced by any licensed winery or
      licensed farm winery or prohibit such wine  wholesaler  from  exercising
      any  of its rights pursuant to sections seventy-six and seventy-six-a of
      this  chapter  provided  that  the  operation  of  such  beer  and  wine
      wholesalers  business  shall be subject to such rules and regulations as
      the liquor authority may prescribe.
        (b) "Non-alcoholic snack foods" as  used  in  paragraph  (a)  of  this
      subdivision  shall include ready to eat finger foods ordinarily intended
      to be served cold or at room temperature, such as nut  and  seed  meats,
      cooked  pork rinds, pretzels, popped corn and a variety of other similar
      finger foods which  are  prepared  from  high-starch  and/or  cellulosic
      edible materials.
        (c)  "Promotional items" are items which bear advertising information,
      are of nominal value, are obtained by a licensee through a  supplier  of
      alcoholic  beverages  and  are designated and designed for unconditional
      sale or  distribution  to  the  public.  The  sale  or  distribution  of
      promotional  items  shall  be  incidental  to  the  licensee's  sale  of
      alcoholic beverages. All promotional items shall be properly invoiced.
        (d) "Wine merchandise" as used in paragraph (a)  of  this  subdivision
      shall  include  corkscrews,  ice,  the  sale  of publications, including
      prerecorded video and/or audio cassette tapes, designed to help  educate
      consumers in their knowledge and appreciation of wine and wine products,
      as  defined  in  section  three  of this chapter, or the sale of glasses
      designed for the consumption of wine, racks designed for the storage  of
      wine,  and  devices  designed  to  minimize oxidation in bottles of wine
      which have been uncorked.
        2. No wholesaler shall sell, or agree to sell or deliver in the  state
      any  liquors and/or wines, as the case may be, in any cask, barrel, keg,
      hogshead or other container,  except  in  a  sealed  package  containing
      quantities in accordance with federal size standards adopted pursuant to
      the  federal  alcohol  administration act, as amended (27 U.S.C. 201 et.
      seq.); provided, however, that wholesalers may store, warehouse or  keep
      off the licensed premises any liquors and/or wines in bulk for sale to a
      rectifier or to a permittee engaged in the manufacture of products which
      are  unfit  for beverage use. Such containers shall have affixed thereto
      such labels as may be required by the rules  of  the  liquor  authority,
      together  with  all  necessary federal revenue and New York state excise
      tax stamps, as required by law.
        3. Each wholesaler shall have painted  on  the  front  window  of  the
      licensed  premises,  or  if there be no window, on a sign affixed to the
      front of the building containing said licensed premises, the name of the
    
      licensee together with the inscription, "New York State wholesale  beer,
      liquor  or wine license number ________________"; as the case may be, in
      uniform letters not less than three and one-half inches in height.
        5.  No  wholesaler  shall transport alcoholic beverages in any vehicle
      owned and operated or hired and  operated  by  such  wholesaler,  unless
      there  shall be attached to or inscribed upon both sides of such vehicle
      a sign, showing the name and address of the licensee, together with  the
      following  inscription:  "New  York State wholesale beer, liquor or wine
      license number ................. , " as the  case  may  be,  in  uniform
      letters  not  less  than three and one-half inches in height. In lieu of
      such sign,  a  wholesaler  may  have  in  the  cab  of  such  vehicle  a
      photostatic  copy  of  its  current license issued by the authority, and
      such copy duly authenticated by the authority.
        6. No wholesaler shall deliver  any  alcoholic  beverages,  except  in
      vehicles owned and operated by such wholesaler, or hired and operated by
      such  wholesaler  from  a  trucking or transportation company registered
      with the liquor  authority,  and  shall  only  make  deliveries  at  the
      licensed premises of the purchaser.
        10.  Each  wholesaler  shall  keep  and  maintain  upon  the  licensed
      premises, adequate books and records of all transactions  involving  the
      business  transacted  by such wholesaler, which shall show the amount of
      alcoholic beverages in gallons, purchased by  such  wholesaler  together
      with  the  names,  license numbers and places of business of the persons
      from whom the same  was  purchased  and  the  amount  involved  in  such
      purchases,  as  well  as  the amount of alcoholic beverages, in gallons,
      sold by such wholesaler together with the names, addresses, and  license
      numbers  of  such purchasers whether the same shall be purchased or sold
      within or without the state. Each sale shall be recorded separately on a
      numbered invoice, which shall have printed thereon the number, the  name
      of  the  licensee, the address of the licensed premises, and the current
      license number. Such wholesaler shall deliver to the  purchaser  a  true
      duplicate  invoice  stating  the  name and address of the purchaser, the
      quantity of alcoholic beverages, description by brands and the price  of
      such alcoholic beverages, and a true, accurate and complete statement of
      the  terms  and  conditions  on  which  such sale is made. Any terms and
      conditions of a sale not stated  on  said  invoice  shall  constitute  a
      service  within  the meaning of section one hundred and one, subdivision
      one (c) of this chapter. Such books, records and invoices shall be  kept
      for  a  period of two years and shall be available for inspection by any
      authorized representative of the liquor authority.
        11. No wholesaler shall furnish  or  cause  to  be  furnished  to  any
      licensee,  any  exterior or interior sign, printed, painted, electric or
      otherwise, unless authorized by the liquor authority.