Section 441-E. Denial of license; complaints; notice of hearing  


Latest version.
  • 1. Denial
      of license. The  department  of  state  shall,  before  making  a  final
      determination to deny an application for a license, notify the applicant
      in  writing of the reasons for such proposed denial and shall afford the
      applicant an opportunity to be heard in person or by  counsel  prior  to
      denial  of the application. Such notification shall be served personally
      or by certified mail or in any manner authorized by the  civil  practice
      law and rules. If the applicant is a salesman or has applied to become a
      salesman,  the  department  shall  also notify the broker with whom such
      salesman is associated, or with whom such salesman or applicant is about
      to  become  associated,  of  such  proposed  denial.  If  a  hearing  is
      requested,  such  hearing  shall  be  held at such time and place as the
      department shall prescribe. If the applicant fails  to  make  a  written
      request  for  a  hearing  within  thirty  days  after  receipt  of  such
      notification, then the notification of denial  shall  become  the  final
      determination  of the department. The department, acting by such officer
      or person in the department as the secretary  of  state  may  designate,
      shall  have the power to subpoena and bring before the officer or person
      so designated any person in this state, and administer an  oath  to  and
      take  testimony  of  any  person  or cause his deposition to be taken. A
      subpoena issued under this section  shall  be  regulated  by  the  civil
      practice  law  and  rules.  If,  after  such hearing, the application is
      denied, written notice of such denial shall be served upon the applicant
      personally or by certified mail or in any manner authorized by the civil
      practice law and rules, and if the  applicant  is  a  salesman,  or  has
      applied  to  become  a  salesman, the department shall notify the broker
      with whom such applicant is associated.
        2. Revocation, suspension, reprimands, fines. The department of  state
      shall, before revoking or suspending any license or imposing any fine or
      reprimand  on  the  holder  thereof or before imposing any fine upon any
      person not licensed pursuant to this article who  is  deemed  to  be  in
      violation  of  section  four hundred forty-two-h of this article, and at
      least ten days prior to the date set for the hearing, notify in  writing
      the holder of such license or such unlicensed person of any charges made
      and shall afford such licensee or unlicensed person an opportunity to be
      heard  in person or by counsel in reference thereto. Such written notice
      may be served by delivery of same personally  to  the  licensee,  or  by
      mailing  same  by  certified  mail to the last known business address of
      such licensee or unlicensed person, or by any method authorized  by  the
      civil  practice  law  and  rules.  If  said  licensee be a salesman, the
      department shall also notify the broker with whom he  is  associated  of
      the  charges  by  mailing  notice by certified mail to the broker's last
      known business address. The hearing on such charges  shall  be  at  such
      time and place as the department shall prescribe.
        3.  Power to suspend a license. The department, acting by such officer
      or person in the department as the secretary  of  state  may  designate,
      shall  have  the  power  to  suspend  a license pending a hearing and to
      subpoena and bring before the officer or person so designated any person
      in this state, and administer an oath  to  and  take  testimony  of  any
      person or cause his deposition to be taken. A subpoena issued under this
      section shall be regulated by the civil practice law and rules.