Section 307. Licenses for harness race meetings  


Latest version.
  • 1. Any association or
      corporation  desiring  to  conduct  harness  race  meetings   at   which
      pari-mutuel  betting  shall be permitted may apply annually to the state
      racing and wagering board for a license so to do. If, in the judgment of
      the state racing and wagering board the public interest, convenience  or
      necessity  will  be served thereby and a proper case for the issuance of
      such license is shown consistent  with  the  purposes  of  sections  two
      hundred  twenty-two  through  seven hundred five of this chapter and the
      best interests of racing generally, it may grant such license for a term
      ending not later than the thirty-first day of December  next  succeeding
      the  granting  thereof,  specifying dates and hours during which and the
      place where the  licensee  may  operate;  provided,  however,  that  any
      harness  racetrack  which applies to the state racing and wagering board
      for permission  to  make  one  or  more  capital  improvements  may,  in
      connection  with  such  application or before or after such application,
      also apply to the state racing and wagering board  for,  and  the  state
      racing  and wagering board shall, as an inducement for or in recognition
      of the making of such capital improvement, grant a  capital  improvement
      license,  which  may  be  conditioned  on  the completion of the capital
      improvement if not yet made, for a period of not more  than  twenty-five
      years, but in no event for a period longer than is necessary to amortize
      any loan for capital improvements and shall specify for each year of the
      term  of  said  license  the  minimum  number  of days on which, and the
      minimum number of hours on each such day,  and  the  places  where  said
      licensee  may  conduct  such  harness race meetings at which pari-mutuel
      betting shall be permitted. Such a capital improvement license shall  be
      issued  if  in  the  judgment of the state racing and wagering board the
      public interest, convenience or necessity will be served thereby  and  a
      proper  case for the issuance of such a license is shown consistent with
      the purposes of sections two hundred twenty-two  through  seven  hundred
      five  of this chapter and the best interests of racing generally, and in
      determining the period and  other  terms  of  such  capital  improvement
      license,  the  state  racing  and  wagering board shall be guided by the
      nature of the capital improvement and the  cost  thereof.  Such  capital
      improvement license shall automatically expire, irrespective of the term
      thereof,  when the loan of funds upon which it has been issued, has been
      paid off by  the  licensee.  Where  a  capital  improvement  license  is
      granted,  the state racing and wagering board shall specify annually the
      dates on which, but not beyond the thirty-first  day  of  December,  and
      hours  during which such licensee may operate, at the places and for the
      full number of days and  hours  specified  in  its  capital  improvement
      license.
        2. Every such license shall be issued upon condition:
        a.  That every harness horse race meeting at which pari-mutuel betting
      is conducted  shall  be  subject  to  the  supervision  of  and  to  the
      reasonable  rules  and  regulations  from time to time prescribed by the
      state racing and wagering board, and
        b. That pari-mutuel betting conducted thereunder shall also be subject
      to the supervision of and to the reasonable  regulations  from  time  to
      time  prescribed  by the state tax commission. Any such license may also
      be issued upon any other condition that the state  racing  and  wagering
      board  shall  determine  to be necessary or desirable to insure that the
      public interest, convenience or necessity is served.
        3. Applications  for  licenses  shall  be  in  such  form  as  may  be
      prescribed  by  the  board  and  shall contain such information or other
      material or evidence as the board  may  require.  Each  application  for
      renewal  of  a  license  shall  be deemed to be an application for a new
      license. The fee for such licenses shall be one hundred dollars for each
    
      racing day payable in installments in  advance  of  each  week's  racing
      which  sums shall be paid into the general fund of the state treasury by
      the board.  The term "racing week" shall include those days  as  defined
      by the rules and regulations of the racing and wagering board.
        4.  In considering an application for a license under this section the
      state racing and wagering board may give consideration to the number  of
      licenses  already  granted  and to the location of the tracks previously
      licensed. No such license shall be granted to any track  which  has  not
      conducted  pari-mutuel harness racing during at least ten calendar years
      and which is located within ten miles of a state, county  or  town  fair
      conducting  harness  racing  for the three consecutive years immediately
      preceding April second,  nineteen  hundred  fifty-three,  which  license
      shall  be  operative  during  the  racing dates of such fair, unless the
      association,  corporation  or  society  conducting   such   fair   shall
      affirmatively  waive objection to the issuance of such license for dates
      within such period. No such  license  shall  be  granted  to  any  track
      located  within  the  corporate  limits of a city of the first class. No
      such license shall be granted to any  harness  horse  racetrack  located
      within  twenty-five  miles  of  any  track already licensed for the same
      dates and hours except with the consent of the licensee  located  within
      such twenty-five mile area.
        5.  The  board  may  refuse  to  grant  a license to an association or
      corporation if it shall determine that:
        a. Any officer, director, member or stockholder of such association or
      corporation applying for a license, or of any association or corporation
      which owns stock in or shares in the profits,  or  participates  in  the
      management,  of  the  affairs of such applicant, or which leases to such
      applicant the track where it shall operate:
        (i) has been convicted of a crime involving moral turpitude;
        (ii) has engaged in bookmaking or other forms of illegal gambling;
        (iii) has been found guilty  of  any  fraud  or  misrepresentation  in
      connection with racing or breeding;
        (iv)  has  been guilty of any violation or attempt to violate any law,
      rule or regulation of any racing jurisdiction for which suspension  from
      racing might be imposed in such jurisdiction;
        (v) has violated any rule, regulation or order of the board; or
        b.  The  experience,  character  or  general  fitness  of any officer,
      director  or  stockholder  of  any  of  the  aforesaid  associations  or
      corporations  is  such  that the participation of such person in harness
      racing or related activities  would  be  inconsistent  with  the  public
      interest,  convenience or necessity or with the best interests of racing
      generally; but  if  the  board  determines  that  the  interest  of  any
      stockholder  referred  to  in  this  paragraph or in paragraph a of this
      subdivision is insufficient in  the  opinion  of  the  board  to  affect
      adversely  the conduct of pari-mutuel harness racing by such association
      or corporation in accordance with the provisions of  this  article,  the
      board may disregard such interest in determining whether or not to grant
      a license to such association or corporation; or
        c.  The  applicant  is  not  the  owner  of the track at which it will
      conduct pari-mutuel harness racing pursuant to the license applied  for,
      or  that  any  person,  firm,  association or corporation other than the
      applicant shares, or will share, in the profits of the applicant,  other
      than  by dividends as a stockholder, or participates or will participate
      in the management of the affairs of the applicant.
        5-a. The board shall not issue a license pursuant to this  section  to
      any  harness  racing  association or corporation which does not apply to
      conduct at its facilities a minimum number of pari-mutuel  programs  and
      pari-mutuel  races  at its facilities equal to at least seventy-five per
    
      centum of the programs and races so conducted  during  nineteen  hundred
      eighty-five  or  during  nineteen hundred eighty-six, or one hundred per
      centum of the programs and  races  so  conducted  during  two  thousand,
      whichever  is  greater;  provided,  however,  that  for a harness racing
      association or corporation located in  Westchester  and  Erie  counties,
      such minimum number of pari-mutuel programs and pari-mutuel races at its
      facilities  shall  equal at least one hundred per centum of the programs
      and races conducted during two thousand. If the track  did  not  conduct
      races  during  two thousand, such minimum number of pari-mutuel programs
      and pari-mutuel races at its facilities shall equal at least ninety  per
      centum  of  the  programs  and  races  conducted  during two thousand at
      Buffalo raceway, in the town of  Hamburg  and  county  of  Erie,  unless
      cancellation  of  a  race  day because of an act of God, which the board
      approves or because of weather conditions that are unsafe  or  hazardous
      which  the board approves shall not be construed as a failure to conduct
      a race day; provided further, the board shall not  grant  a  license  to
      such  association  or  corporation upon application unless such programs
      and races are conducted during the same calendar  year  period  as  were
      conducted  during  the  applicable  period above utilized to measure the
      minimum  number  of  pari-mutuel  programs  and  pari-mutuel  races,  as
      approved  by  the board. Nothing in the foregoing paragraph shall affect
      any agreement in  effect  on  or  before  the  effective  date  of  this
      paragraph.  The  board  may  grant  a  license  to  such  association or
      corporation to conduct fewer such programs  and  races  for  good  cause
      shown  due  to  factors  beyond  the  control  of  such  association  or
      corporation,  and  upon  consent  of   the   representative   horsemen's
      association, as determined pursuant to section three hundred eighteen of
      this article.
        5-b.  Notwithstanding any inconsistent provision of subdivision five-a
      of this section and  article  ten  of  this  chapter,  where  the  board
      certifies  by  December  first of the proceeding year that the number of
      standardbred horses eligible for competition is less than  that  of  the
      base  year as defined in subdivision five-a of this section, and only if
      the authorized horsemen's association concurs as evidenced by a  written
      agreement  between  the track and the horsemen's association, a licensee
      pursuant to this section may submit and the board may accept  a  license
      application requesting a reduced number of race dates where it is in the
      best interest of racing within this state and provided that the licensee
      shall not be penalized or required by the board to diminish simulcasting
      activities  or  incur  an increased tax liability as a result of a board
      sanctioned reduction in its live racing activity under this subdivision.
        6. The board shall also have power to refuse to grant a license:
        a. To any association or corporation, the charter  or  certificate  of
      incorporation  of  which shall fail to contain a provision requiring any
      stockholder, upon written demand of the association or  corporation,  to
      sell  his stock to the association or corporation at a price to be fixed
      in the manner otherwise provided by law, provided such  demand  be  made
      pursuant  to written direction of the board; and from and after the date
      of  the  making  of  such  demand,  prohibiting  the  transfer  of  such
      certificate of stock, except to the association or corporation; or
        b.  To  any  association or corporation which, having been a licensee,
      has failed in the opinion of the board to properly  maintain  its  track
      and plant in good condition or has failed to make adequate provision for
      rehabilitation and capital improvements to its track and plant.
        7. Pending final determination of any question under this section, the
      board may issue a temporary license upon such terms and conditions as it
      may  deem necessary, desirable or proper to effectuate the provisions of
    
      sections two hundred twenty-two  through  seven  hundred  five  of  this
      chapter.
        8.  Notwithstanding  any  other  provision  of this article, the state
      racing and wagering board may, no more than once in any  calendar  year,
      grant  a  license  to  any  authorized  harness  racing  association  or
      corporation to hold and conduct one additional harness race  meeting  of
      not more than seven days duration, with pari-mutuel betting, on any mile
      track  within  this  state,  to  enable  said  authorized harness racing
      association or corporation to conduct a special stakes race not  limited
      to the Hambletonian stakes and associated events.
        9.  The  board  shall  have  power to direct that every certificate of
      stock of an association or corporation licensed under the provisions  of
      sections  two  hundred  twenty-two  through  seven  hundred five of this
      chapter shall bear a legend plainly and prominently imprinted  upon  the
      face   of  the  certificate  reading:  "This  certificate  of  stock  is
      transferable only subject to the provisions  of  section  three  hundred
      three of the racing, pari-mutuel wagering and breeding law".
        10. Notwithstanding the provisions of section three hundred twenty-one
      of this chapter, the refusal of an application for such license shall be
      preceded  by  notice  and  an opportunity to be heard. In the conduct of
      such hearing the board shall not be bound by technical rules of evidence
      but all evidence offered before the board shall be reduced  to  writing,
      and  such  evidence together with the exhibits, if any, and the findings
      of the board, shall be permanently preserved and  shall  constitute  the
      record  of  the board in such case. Such hearing may be presided over by
      the chairman of the board or by any member or by an officer of the board
      designated by the chairman in writing to act as hearing officer and such
      person or persons may issue subpoenas for witnesses and administer oaths
      to witnesses. The hearing officer, at  the  conclusion  of  the  hearing
      shall  make findings which, if concurred in by two members of the board,
      shall become the findings of the board.  The  action  of  the  board  in
      refusing  a  license  shall  be  reviewable  in the supreme court in the
      manner provided by the provisions of article seventy-eight of the  civil
      practice law and rules.