Section 3611-A. Change in the operator or owner  


Latest version.
  • 1. Any change in the person
      who, or any transfer, assignment, or other disposition of an interest or
      voting  rights  of  ten  percent or more, or any transfer, assignment or
      other disposition which results  in  the  ownership  or  control  of  an
      interest or voting rights of ten percent or more, in a limited liability
      company  or  a partnership which is the operator of a licensed home care
      services agency or a certified home health agency shall be  approved  by
      the   public  health  council  in  accordance  with  the  provisions  of
      subdivision four of section thirty-six  hundred  five  of  this  article
      relative  to  licensure or subdivision two of section thirty-six hundred
      six of this article relative to certificate of approval, except that:
        (a) Public health council approval shall be required only with respect
      to the person, or the member or partner that is acquiring  the  interest
      or voting rights; and
        (b)  With respect to certified home health agencies, such change shall
      not be subject to the public need assessment described in paragraph  (a)
      of subdivision two of section thirty-six hundred six of this article.
        (c)  No  prior approval of the public health council shall be required
      with respect to a transfer, assignment or disposition of:
        (i) an interest or voting rights to any person previously approved  by
      the public health council for that operator; or
        (ii)  an  interest  or  voting  rights of less than ten percent in the
      operator. However, no such transaction  shall  be  effective  unless  at
      least  ninety  days  prior  to  the intended effective date thereof, the
      partner or member completes and files with  the  public  health  council
      notice  on  forms  to  be  developed by the public health council, which
      shall disclose such information as may reasonably be necessary  for  the
      public   health   council   to  determine  whether  it  should  bar  the
      transaction. Such transaction will be final as of the intended effective
      date unless, prior  thereto,  the  public  health  council  shall  state
      specific  reasons for barring such transactions under this paragraph and
      shall notify each party to the proposed transaction.
        2. Any transfer, assignment or other disposition  of  ten  percent  or
      more  of the stock or voting rights thereunder of a corporation which is
      the operator of a licensed home care services agency or a certified home
      health agency, or any transfer, assignment or other disposition  of  the
      stock or voting rights thereunder of such a corporation which results in
      the ownership or control of more than ten percent of the stock or voting
      rights  thereunder of such corporation by any person shall be subject to
      approval by the public health council in accordance with the  provisions
      of  subdivision  four of section thirty-six hundred five of this article
      relative to licensure or subdivision two of section  thirty-six  hundred
      six of this article relative to certificate of approval, except that:
        (a) Public health council approval shall be required only with respect
      to the person or entity acquiring such stock or voting rights; and
        (b)  With respect to certified home health agencies, such change shall
      not be subject to the public need assessment described in paragraph  (a)
      of subdivision two of section thirty-six hundred six of this article. In
      the  absence  of  such  approval, the license or certificate of approval
      shall be subject to revocation or suspension.
        (c) No prior approval of the public health council shall  be  required
      with  respect to a transfer, assignment or disposition of an interest or
      voting rights to any person previously approved  by  the  public  health
      council  for  that  operator.  However,  no  such  transaction  shall be
      effective unless at least one hundred twenty days prior to the  intended
      effective  date  thereof, the partner or member completes and files with
      the public health council notice on forms to be developed by the  public
      health  council, which shall disclose such information as may reasonably
    
      be necessary for the public  health  council  to  determine  whether  it
      should  bar  the  transaction.  Such transaction will be final as of the
      intended effective date unless, prior thereto, the public health council
      shall  state  specific  reasons for barring such transactions under this
      paragraph and shall notify each party to the proposed transaction.
        3. (a) The commissioner shall charge to applicants  for  a  change  in
      operator or owner of a licensed home care services agency or a certified
      home  health  agency  an  application  fee in the amount of two thousand
      dollars.
        (b) The fees paid by certified home health agencies pursuant  to  this
      subdivision for any application approved in accordance with this section
      shall  be  deemed  allowable costs in the determination of reimbursement
      rates established pursuant to this article. All fees  pursuant  to  this
      section  shall  be  payable to the department of health for deposit into
      the special revenue funds - other, miscellaneous special revenue fund  -
      339, certificate of need account.