Section 2995-A. Physician profiles  


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  • 1.  The department shall collect the
      following  information  and  create  individual  profiles  on  licensees
      subject  to the authority of the office of professional medical conduct,
      in a format that shall be available for dissemination to the public:
        (a) a statement of any criminal convictions  (as  defined  by  section
      1.20  of  the  criminal procedure law) within the most recent ten years,
      under the laws of New York state or any other jurisdiction, for offenses
      specified by regulations of the department;
        (b) a statement of any action  (other  than  an  action  that  remains
      confidential) taken against the licensee pursuant to section two hundred
      thirty of this chapter or any similar action taken by any other state or
      licensing entity, within the most recent ten years;
        (c)  a  statement  of  any  current  limitation  of  the licensee to a
      specified area, type, scope or condition of practice;
        (d) a statement of any loss or  involuntary  restriction  of  hospital
      privileges  or  a  failure to renew professional privileges at hospitals
      within the last ten years, for reasons related to the quality of patient
      care delivered or to be delivered by the physician where procedural  due
      process has been afforded, exhausted, or waived, or the resignation from
      or removal of medical staff membership or restriction of privileges at a
      hospital  taken  in  lieu  of a pending disciplinary case related to the
      quality of patient care delivered or to be delivered  by  the  physician
      (notwithstanding   paragraph   (a)   of  subdivision  three  of  section
      twenty-eight hundred three-e of this chapter, as added by chapter  eight
      hundred sixty-six of the laws of nineteen hundred eighty);
        (e) (i) a statement indicating the number of medical malpractice court
      judgments  and  arbitration  awards  within the most recent ten years in
      which a payment is  awarded  to  a  complaining  party  (notwithstanding
      subsection  (f)  of section three hundred fifteen of the insurance law);
      and
        (ii) a statement indicating all  malpractice  settlements  within  the
      most recent ten years in which payment is awarded to a complaining party
      (notwithstanding  subsection (f) of section three hundred fifteen of the
      insurance law),
        (A) if the total number of settlements exceeds two; or
        (B) if the  commissioner  determines  any  such  settlement  could  be
      relevant  to  patient decisionmaking concerning health care quality. The
      statement shall include the following: "Settlement payments will  appear
      in  this profile only if the total number of settlements made within the
      past ten years exceeds two, or if the commissioner of health  determines
      a  settlement  to be relevant to patient decisionmaking. Settlement of a
      claim may occur for a variety  of  reasons,  which  do  not  necessarily
      reflect  negatively  on  the  professional  competence or conduct of the
      physician. A payment in settlement of a medical  malpractice  action  or
      claim   does  not  necessarily  mean  that  a  medical  malpractice  has
      occurred." The commissioner may supplement  such  statement  as  may  be
      appropriate.
        (iii) judgments, awards and settlements shall be reported in graduated
      categories  indicating  the level of significance, date and place of the
      judgment,  award   or   settlement.   Information   concerning   medical
      malpractice judgments, awards and settlements shall be put in context by
      comparing  an  individual  licensee's medical malpractice settlements to
      the experience of other physicians in New York  state  within  the  same
      board  specialty.  Pending  malpractice claims shall not be disclosed to
      the public under this section. Nothing  herein  shall  be  construed  to
      prevent  the  board from investigating or disciplining a licensee on the
      basis of medical malpractice claims that are pending;
        (f) name of medical schools attended and date of graduations;
    
        (g) graduate medical education;
        (h) current speciality board certification and date of certification;
        (i) dates admitted to practice in New York state;
        (j) names of hospitals where the licensee has practice privileges;
        (k)  appointments  to  medical  school  faculties and indication as to
      whether a  licensee  has  had  a  responsibility  for  graduate  medical
      education within the most recent ten years;
        (l)  information  regarding  publications  in  peer  reviewed  medical
      literature within the most recent ten years;
        (m) information regarding professional or community service activities
      or awards;
        (n) (i) the  location  of  the  licensee's  primary  practice  setting
      identified as such; and
        (ii)  the  names  of  any  licensed  physicians with whom the licensee
      shares a group practice, as defined in subdivision five of  section  two
      hundred thirty-eight of this chapter;
        (o)  the  identification  of  any  translating  services  that  may be
      available at the licensee's primary practice location;
        (p) whether the licensee participates  in  the  medicaid  or  medicare
      program  or  any  other  state  or  federally  financed health insurance
      program; and
        (q)  health  care  plans  with  which  the  licensee  has   contracts,
      employment, or other affiliation.
        2.  Nothing  in this section shall limit the department's authority to
      collect,  require  reporting  of,  publish  or   otherwise   disseminate
      information about licensees.
        3.  Each  physician  who  is  self-insured  for  professional  medical
      malpractice shall periodically report to the department on forms and  in
      the  time  and  manner  required  by  the  commissioner  the information
      specified in paragraph (f) of subdivision one of  this  section,  except
      that  the physician shall report the dollar amount (to the extent of the
      physician's  information  and  belief)  for  each  judgment,  award  and
      settlement and not a level of significance or context.
        4. Each physician shall periodically report to the department on forms
      and  in  the  time  and  manner  required  by the commissioner any other
      information as is required by the  department  for  the  development  of
      profiles   under   this   section  which  is  not  otherwise  reasonably
      obtainable. In addition to such periodic reports and providing the  same
      information,  each physician shall update his or her profile information
      within the six months prior to the expiration date of  such  physician's
      registration  period,  as  a  condition  of  registration  renewal under
      article one hundred thirty-one of the education law.
        5. The department shall provide each licensee with a copy  of  his  or
      her profile prior to dissemination to the public. In the manner and time
      required   by  the  commissioner,  a  licensee  shall  be  provided  the
      opportunity to correct factual inaccuracies that appear in the  profile.
      The  physician shall be permitted to file a concise statement concerning
      information contained  in  the  profile,  which  shall  be  disseminated
      therewith.
        6.  A  physician  may  elect  to  have his or her profile omit certain
      information provided pursuant to paragraphs (l), (m),  (n)  and  (q)  of
      subdivision  one  of  this  section.  In collecting information for such
      profiles  and  disseminating  the  same,  the  department  shall  inform
      physicians that they may choose not to provide such information required
      pursuant  to paragraphs (l), (m), (n) and (q) of subdivision one of this
      section.
        7.  A  physician  who   knowingly   provides   materially   inaccurate
      information   under   this  section  shall  be  guilty  of  professional
    
      misconduct  pursuant  to  section  sixty-five  hundred  thirty  of   the
      education law.
        8. The department shall establish a toll-free telephone number through
      which  it  shall  answer inquiries about and accept orders for hard copy
      physician profiles established  pursuant  to  this  section  and  accept
      consumer   complaints   about  suspected  professional  misconduct.  The
      department may charge a nominal fee for producing  and  mailing  a  hard
      copy physician profile.
        9.  The department shall, in addition to hard copy physician profiles,
      provide for electronic access  to  and  copying  of  physician  profiles
      developed  pursuant to this section through the system commonly known as
      the Internet.
        10. The commissioner shall require that:
        (a) Practitioner organizations that are representative of  the  target
      group for profiling, and health care consumer organizations, be provided
      the  opportunity  to  review  and  comment on the profiling methodology,
      including collection methods,  analysis,  formatting,  and  methods  and
      means for release and dissemination.
        (b)  Comparisons of practitioner profiles shall be organized according
      to practitioner areas of practice.
        11. The commissioner shall evaluate the utility and practicability  of
      including  in the profile a comparison of malpractice data by geographic
      area. However, the implementation of the profile shall  not  be  delayed
      pending such evaluation.
        12.  The  commissioner  shall develop and distribute a notice suitable
      for posting that informs consumers  of  the  availability  of  physician
      profiles  and the telephone numbers and Internet addresses for accessing
      them.
        13.  Further  study  of  physician   profiles.   After   the   initial
      dissemination of the data identified in subdivision one of this section,
      the  department  shall  conduct a further study of physician profiles as
      follows:
        (a) Data sources. The department shall identify the types of physician
      data to which the public has access, including all information available
      from federal, state  or  local  agencies  which  is  useful  for  making
      determinations   concerning  health  care  quality  determinations.  The
      department shall study all physician  data  reporting  requirements  and
      develop  recommendations  to  consolidate  data collection and eliminate
      duplicate and  unnecessary  reporting  requirements,  or  to  supplement
      existing  reporting requirements in order to satisfy the requirements of
      this section.
        (b) Supplemental information adjustment and security  safeguards.  The
      department  shall  develop  a  methodology  for application to collected
      physician data that accounts for factors such as frequency, severity and
      geographic area which shall be used to provide context to reported data.
      Any  such  methodology  shall  not  diminish  the  information  reported
      pursuant  to  subdivision  one  of  this  section.  In  developing  such
      methodology, the  department  may  consult  with  physicians,  including
      representatives  of  appropriate specialty societies. The department may
      also consult with organizations  representing  consumers,  other  health
      care  providers,  and  health  care  plans.  Any  such methodology shall
      include adequate and appropriate  safeguards  to  ensure  the  security,
      accuracy   and   integrity  of  health  information  created,  received,
      maintained, used or transmitted in connection with the statewide  health
      information  system.  Such  safeguards  shall  be sufficient to meet any
      minimum standards set by state and federal laws and regulations.
        (c) Public review. The department shall  provide  organizations  which
      are  representative  of consumers, physicians, including representatives
    
      of appropriate specialty societies,  other  health  care  providers  and
      health  care  plans  the  opportunity  to  review  and  comment  on  its
      determinations and recommendations. The department shall  consider  such
      comments,  and  may  amend  its  determinations  and  recommendations to
      reflect them.
        (d)  Report.  The  department  shall   provide   a   report   of   its
      determinations  and recommendations to the governor and legislature, and
      make such report publicly available, within six months of the  effective
      date of this section.
        (e)   Application.   The   department   shall  thereafter  apply  such
      methodology to the data to be disseminated in physician profiles.
        14. The physician data so disseminated shall  be  updated  at  regular
      intervals to be determined by the department.
        15.  All  physician  data  disseminated  shall  include  the following
      statement: "THE DATA COLLECTED BY THE DEPARTMENT IS ACCURATE TO THE BEST
      OF THE KNOWLEDGE OF THE DEPARTMENT, BASED ON THE INFORMATION SUPPLIED BY
      THE PHYSICIAN WHO IS THE SUBJECT OF THE DATA."
        16. If, after initial dissemination of the physician data required  by
      this section, the department determines that any such data is not useful
      for making quality determinations, the department shall recommend to the
      legislature the necessary statutory changes.