Section 2782. Confidentiality and disclosure  


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  • 1. No person who obtains
      confidential HIV related information in  the  course  of  providing  any
      health  or  social  service or pursuant to a release of confidential HIV
      related information may  disclose  or  be  compelled  to  disclose  such
      information, except to the following:
        (a)  the  protected individual or, when the protected individual lacks
      capacity to consent, a person authorized pursuant to law to  consent  to
      health care for the individual;
        (b)  any person to whom disclosure is authorized pursuant to a release
      of confidential HIV related information;
        (c) an agent or employee of a health facility or health care  provider
      if (1) the agent or employee is permitted to access medical records, (2)
      the  health  facility  or  health  care provider itself is authorized to
      obtain the HIV related  information,  and  (3)  the  agent  or  employee
      provides  health  care  to  the  protected  individual,  or maintains or
      processes medical records for billing or reimbursement;
        (d) a health care provider or health facility when  knowledge  of  the
      HIV  related  information  is  necessary  to provide appropriate care or
      treatment to the protected individual, a  child  of  the  individual,  a
      contact of the protected individual or a person authorized to consent to
      health care for such a contact;
        (e)  a  health  facility  or  health care provider, in relation to the
      procurement, processing, distributing or use of a human body or a  human
      body  part,  including  organs,  tissues,  eyes, bones, arteries, blood,
      semen, or other body fluids, for use  in  medical  education,  research,
      therapy, or for transplantation to individuals;
        (f)  health  facility  staff  committees or accreditation or oversight
      review organizations authorized to access medical records; provided that
      such committees or organizations  may  only  disclose  confidential  HIV
      related information: (1) back to the facility or provider of a health or
      social  service; (2) to carry out the monitoring, evaluation, or service
      review for which it was obtained; or (3) to a federal,  state  or  local
      government  agency  for  the  purposes  of and subject to the conditions
      provided in subdivision six of this section;
        (g) a federal,  state,  county  or  local  health  officer  when  such
      disclosure is mandated by federal or state law;
        (h) an authorized agency in connection with foster care or adoption of
      a  child. Such agency shall be authorized to redisclose such information
      only pursuant to this article or in accordance with  the  provisions  of
      subdivision eight of section three hundred seventy-two and section three
      hundred seventy-three-a of the social services law;
        (i) third party reimbursers or their agents to the extent necessary to
      reimburse  health  care  providers  for  health services; provided that,
      where  necessary,  an  otherwise  appropriate  authorization  for   such
      disclosure has been secured by the provider;
        (j)  an insurance institution, for other than the purpose set forth in
      paragraph (i) of this subdivision, provided  the  insurance  institution
      secures  a  dated  and  written authorization that indicates that health
      care providers, health facilities,  insurance  institutions,  and  other
      persons  are  authorized  to  disclose  information  about the protected
      individual, the nature of the information to be disclosed, the  purposes
      for which the information is to be disclosed and which is signed by: (1)
      the  protected  individual;  (2)  if  the protected individual lacks the
      capacity to consent, such other person authorized  pursuant  to  law  to
      consent  for  such  individual;  or  (3)  if the protected individual is
      deceased, the beneficiary or claimant for benefits  under  an  insurance
      policy,  a  health services plan, or an employee welfare benefit plan as
      defined in 29 U.S.C. 1002(1), covering such protected individual;
    
        (k) any person to whom disclosure is ordered by a court  of  competent
      jurisdiction  pursuant  to  section  twenty-seven hundred eighty-five of
      this article;
        (l) an employee or agent of the division of parole, in accordance with
      paragraph  (a)  of  subdivision  two  of  section  twenty-seven  hundred
      eighty-six of this article, to the  extent  the  employee  or  agent  is
      authorized  to  access  records  containing such information in order to
      carry out the division's functions, powers and duties  with  respect  to
      the  protected  individual, pursuant to section two hundred fifty-nine-a
      of the executive law;
        (m) an employee or agent of the division of probation and correctional
      alternatives or any  local  probation  department,  in  accordance  with
      paragraph  (a)  of  subdivision  two  of  section  twenty-seven  hundred
      eighty-six of this article, to the  extent  the  employee  or  agent  is
      authorized  to  access  records  containing such information in order to
      carry out the division's or department's functions,  powers  and  duties
      with  respect  to  the protected individual, pursuant to articles twelve
      and twelve-A of the executive law;
        (n) a medical director of a local correctional facility as defined  in
      section forty of the correction law, in accordance with paragraph (a) of
      subdivision  two  of  section  twenty-seven  hundred  eighty-six of this
      article, to the extent the medical  director  is  authorized  to  access
      records  containing  such  information  in order to carry out his or her
      functions, powers and duties with respect to the  protected  individual;
      or
        (o)  an  employee  or  agent  of  the  commission  of  correction,  in
      accordance with paragraph (a) of subdivision two of section twenty-seven
      hundred eighty-six of this article, to the extent the employee or  agent
      is  authorized to access records containing such information in order to
      carry out the commission's functions, powers and duties with respect  to
      the  protected  individual,  pursuant to article three of the correction
      law.
        (p) a law guardian, appointed to represent a  minor  pursuant  to  the
      social   services   law  or  the  family  court  act,  with  respect  to
      confidential HIV related information relating to the minor and  for  the
      purpose  of  representing  the  minor.  If the minor has the capacity to
      consent, the law guardian may not redisclose  confidential  HIV  related
      information  without the minor's permission. If the minor lacks capacity
      to consent, the law guardian may  redisclose  confidential  HIV  related
      information  for  the  sole  purpose  of  representing  the  minor. This
      paragraph shall not limit a law guardian's ability to seek relief  under
      section twenty-seven hundred eighty-five of this chapter.
        2.  A  state, county or local health officer may disclose confidential
      HIV related information when:
        (a) disclosure is specifically authorized or required  by  federal  or
      state law; or
        (b)  disclosure  is  made  pursuant  to  a release of confidential HIV
      related information; or
        (c) disclosure is requested by a  physician  pursuant  to  subdivision
      four of this section; or
        (d) disclosure is authorized by court order pursuant to the provisions
      of section twenty-seven hundred eighty-five of this article.
        3.  No  person  to  whom confidential HIV related information has been
      disclosed pursuant to this article shall  disclose  the  information  to
      another  person except as authorized by this article, provided, however,
      that the provisions of this subdivision shall not apply:
        (a) to the protected individual; or
    
        (b) to a natural person who is authorized pursuant to law  to  consent
      to health care for the protected individual; or
        (c)  to  a  protected individual's foster parent as defined in section
      three hundred seventy-one of the social  services  law  and  subject  to
      regulations  promulgated pursuant to paragraph (a) of subdivision two of
      section twenty-seven hundred eighty-six of this article, for the purpose
      of providing care, treatment or supervision of the protected individual;
      or
        (d) a prospective  adoptive  parent  as  specified  in  section  three
      hundred  seventy-three-a  of  the  social  services  law  and subject to
      regulations promulgated pursuant to paragraph (a) of subdivision two  of
      section  twenty-seven  hundred  eighty-six  of  this article with whom a
      child who is the protected individual has been placed for adoption; or
        (e) to a relative or other person legally responsible to whom a  child
      who  is  the protected individual is to be placed or discharged pursuant
      to section ten hundred seventeen or ten hundred fifty-five of the family
      court act and subject to regulations promulgated pursuant  to  paragraph
      (a)  of  subdivision  two  of section twenty-seven hundred eighty-six of
      this  article,  for  the  purpose  of  providing  care,   treatment   or
      supervision of the protected individual.
        4.  (a)  A physician may disclose confidential HIV related information
      under the following conditions:
        (1) disclosure is made to a contact, to a public  health  officer  for
      the  purpose  of  making  the disclosure to said contact and pursuant to
      section twenty-one hundred thirty of this chapter; or
        (2) the physician believes disclosure  is  medically  appropriate  and
      there is a significant risk of infection to the contact; and
        (3) the physician has counseled the protected individual regarding the
      need to notify the contact; and
        (4)  the physician has informed the protected individual of his or her
      intent  to  make  such  disclosure  to  a   contact,   the   physician's
      responsibility  to  report  the  infected  individual's case pursuant to
      section twenty-one hundred thirty of this  chapter  and  has  given  the
      protected  individual  the  opportunity  to  express  a preference as to
      whether disclosure should be made by the  physician  directly  or  to  a
      public  health  officer  for  the  purpose  of said disclosure.   If the
      protected individual expresses a preference for disclosure by  a  public
      health officer, the physician shall honor such preference.
        (5)  If  a  physician  chooses to make a notification pursuant to this
      section, he or she shall report to the municipal health commissioner  of
      district  health officer on his or her efforts to notify the contacts of
      the protected individual. Such report shall be in a manner and on  forms
      prescribed  by  the  commissioner  and shall include the identity of the
      protected individual and any contacts  as  well  as  information  as  to
      whether the contacts were successfully notified.
        (6) Within a reasonable time of receiving a report that a physician or
      his  or  her  designated  agent did not notify or verify notification of
      contacts provided by the protected individual, the  health  commissioner
      or  district  health  officer  of the municipality from which the report
      originates shall take reasonable measures to notify  such  contacts  and
      otherwise comply with the provisions of this chapter.
        (b)  When  making  such  disclosures  to the contact, the physician or
      public health officer shall provide or make referrals for the  provision
      of  the  appropriate  medical  advice and counseling for coping with the
      emotional consequences of learning  the  information  and  for  changing
      behavior  to  prevent  transmission or contraction of HIV infection. The
      physician or public health officer shall not disclose  the  identity  of
      the  protected  individual  or  the  identity  of  any  other contact. A
    
      physician or public health officer making  a  notification  pursuant  to
      this  subdivision  shall  make  such  disclosure in person, except where
      circumstances reasonably prevent doing so.
        (c)  A  physician or public health officer shall have no obligation to
      identify or locate any contact except  as  provided  pursuant  to  title
      three of article twenty-one of this chapter.
        (d)  A  physician  may,  upon  the  consent  of  a parent or guardian,
      disclose confidential HIV related information to  a  state,  county,  or
      local health officer for the purpose of reviewing the medical history of
      a child to determine the fitness of the child to attend school.
        (e)  A  physician  may  disclose  confidential HIV related information
      pertaining  to  a  protected  individual  to  a  person  (known  to  the
      physician)  authorized  pursuant  to law to consent to health care for a
      protected individual when the physician reasonably  believes  that:  (1)
      disclosure  is  medically  necessary in order to provide timely care and
      treatment for  the  protected  individual;  and  (2)  after  appropriate
      counseling  as to the need for such disclosure, the protected individual
      will not inform a person authorized by law to consent  to  health  care;
      provided, however, that the physician shall not make such disclosure if,
      in the judgment of the physician: (A) the disclosure would not be in the
      best  interest  of  the  protected  individual;  or  (B)  the  protected
      individual is authorized pursuant to law to consent  to  such  care  and
      treatment.  Any  decision or action by a physician under this paragraph,
      and the basis therefor, shall be recorded in the protected  individual's
      medical record.
        5.  (a) Whenever disclosure of confidential HIV related information is
      made pursuant to this article, except for disclosures made  pursuant  to
      paragraph (a) of subdivision one of this section or paragraph (a) or (e)
      of   subdivision   four  of  this  section,  such  disclosure  shall  be
      accompanied or followed by a statement in  writing  which  includes  the
      following  or substantially similar language: "This information has been
      disclosed to you from confidential records which are protected by  state
      law.  State law prohibits you from making any further disclosure of this
      information without the specific written consent of the person  to  whom
      it  pertains, or as otherwise permitted by law. Any unauthorized further
      disclosure in violation of state law  may  result  in  a  fine  or  jail
      sentence  or both. A general authorization for the release of medical or
      other  information  is  NOT   sufficient   authorization   for   further
      disclosure." An oral disclosure shall be accompanied or followed by such
      a notice within ten days.
        (b)   Except  for  disclosures  made  pursuant  to  paragraph  (c)  of
      subdivision one of this section, or to persons reviewing information  or
      records  in the ordinary course of ensuring that a health facility is in
      compliance with applicable  quality  of  care  standards  or  any  other
      authorized  program evaluation, program monitoring or service review, or
      to governmental agents requiring information necessary for  payments  to
      be  made  on  behalf  of  patients or clients pursuant to contract or in
      accordance to law, a notation of all such disclosures shall be placed in
      the medical record of a protected individual, who shall be  informed  of
      such  disclosures  upon request; provided, however, that for disclosures
      made to insurance institutions such a notation need only be  entered  at
      the time the disclosure is first made.
        6. (a) The provisions of this subdivision shall apply where a provider
      of  a  health  or  social  service  possesses  confidential  HIV related
      information relating to individuals who are recipients of  the  service,
      and  a  federal, state or local government agency supervises or monitors
      the provider or administers the  program  under  which  the  service  is
      provided.
    
        (b)  Confidential  HIV  related information relating to a recipient of
      such service may be disclosed in accordance with regulations promulgated
      pursuant to paragraph (a) of subdivision  two  of  section  twenty-seven
      hundred eighty-six of this article to an authorized employee or agent of
      such  provider  or government agency, when reasonably necessary for such
      supervision, monitoring, administration, or provision of  such  service.
      The  term  "authorized  employee  or agent", as used in this subdivision
      shall only include any employee or agent  who  would,  in  the  ordinary
      course  of business of the provider or government agency, have access to
      records relating to the care of, treatment of, or provision of a  health
      or social service to the protected individual.
        7.  Nothing  in  this  section  shall  limit  a  person's  or agency's
      responsibility or authority to report, investigate, or redisclose, child
      protective and adult protective services information in accordance  with
      title six of article six and titles one and two of article nine-B of the
      social services law, or to provide or monitor the provision of child and
      adult protective or preventive services.
        8.  Confidential  HIV  related  information  shall  be recorded in the
      medical record of the protected individual.    The  provisions  of  this
      section  shall  not  prohibit  the listing of acquired immune deficiency
      syndrome, HIV related illness or  HIV  infection  in  a  certificate  of
      death,  autopsy report or related documents prepared pursuant to article
      forty-one of this chapter or other applicable laws, ordinances, rules or
      regulations relating to the documentation of cause of death,  nor  shall
      this  section  be  construed  to  modify  any laws, ordinances, rules or
      regulations relative to access to death certificates, autopsy reports or
      such other related documents. Under no circumstances shall  confidential
      HIV  related  information  be disclosable pursuant to article six of the
      public officers law.   Notwithstanding the foregoing,  confidential  HIV
      information   obtained  pursuant  to  section  390.15  of  the  criminal
      procedure law or section 347.1 of the family court act by  either  court
      order  or  consent  of the protected individual shall not be recorded in
      the medical record of the protected individual unless he or she consents
      to the recording of such information in a written  statement  containing
      the  relevant  information  specified  in subdivision two of section two
      thousand seven hundred eighty-one of this article.
        9. Confidential HIV related information shall be  disclosed  upon  the
      request  of  the  health care worker HIV/HBV advisory panel, established
      pursuant to article twenty-seven-DD of this chapter, to the panel or its
      designee only when reasonably necessary for the evaluation of  a  worker
      who has voluntarily sought the panel's review.