Section 1854-D. Generator reporting and fees  


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  • 1. Reports. a. Any person who
      generates low-level radioactive waste in New York shall  submit  to  the
      authority,  on  dates  specified by the authority, but in no event later
      than nine months after the effective date of the  low-level  radioactive
      waste  management act and, thereafter, no less frequently than annually,
      reports detailing the classes and quantities  of  low-level  radioactive
      waste generated, stored by the generator for decay or for later transfer
      to   other   facilities,  or  transferred  by  the  generator  to  other
      facilities, the general type of generator  (e.g.,  medical,  university,
      industry, electric utility, government), and such additional information
      as   the   authority   may   reasonably   require   on  the  nature  and
      characteristics (including, without limitation,  chemical  and  physical
      characteristics,  properties,  or  constituents,  radionuclides present,
      curie content or concentration of radioactivity) of such waste  and  the
      extent  of  reduction in quantity and the nature and extent of reduction
      or other change in the nature or characteristics  of  such  waste  as  a
      result  of  treatment  or  interim  storage  after generation and before
      delivery to  facilities  for  permanent  disposal  of  such  waste.  The
      authority  shall  provide  by  regulation appropriate procedures for the
      preparation and submission of  such  reports,  including  procedures  to
      designate a person or persons responsible for such filing when more than
      one  person  is  the  generator of the same waste. Such reports shall be
      subject to the provisions of article six of the public officers law.
        b. Commencing no later than the first day  of  July  nineteen  hundred
      eighty-seven,  the  authority shall submit annually to the governor, the
      temporary president of the senate, the  speaker  of  the  assembly,  the
      minority  leader of the senate, and the minority leader of the assembly,
      and thereafter, not later than one hundred eighty days after the end  of
      each  calendar  year,  a report summarizing and categorizing, by type of
      generator and region of generation,  the  nature,  characteristics,  and
      quantities  of  low-level radioactive waste generated in New York during
      such calendar year.
        2. Fees. a. (i) Pursuant to this title the authority  shall,  pursuant
      to  regulations  promulgated in accordance with article two of the state
      administrative procedure act, establish,  revise,  assess,  and  collect
      reasonable  rates, charges, or other fees upon the disposal of low-level
      radioactive waste generated in New York sufficient to fully recover  all
      costs  and  expenses  of  the  state  and  its  agencies and authorities
      associated with low-level radioactive waste management facilities.  Such
      assessed rates, charges, or other fees shall be paid to the authority in
      the   manner,  and  accompanied  by  such  returns,  reports,  or  other
      documentation as the authority may prescribe. Fees paid shall be treated
      as expenses for purposes of recovery in rates. Surcharges  collected  by
      or  for facilities which accept low-level radioactive waste generated in
      New  York  State  for  disposal  pursuant  to  the   Federal   Low-level
      Radioactive  Waste  Policy  Amendments  of  nineteen hundred eighty-five
      (Pub. Law 99-240), but deposited in escrow pursuant to section 5 (d) (2)
      of such law shall be  paid  to  and  received  by  the  authority.  Such
      payments  shall  be  disbursed or transferred pursuant to this paragraph
      and shall be used for the purpose  of  reducing  the  amounts  otherwise
      recoverable  as  assessments  imposed  pursuant  to  paragraph c of this
      subdivision.
        (ii) The  authority  shall  deposit  the  proceeds  from  such  rates,
      charges,  or  other  fees  in  a  separate segregated account maintained
      solely for the purpose of holding such  deposits.  The  authority  shall
      first  apply  the  proceeds  of the account to payments of principal and
      interest on bonds, notes or other obligations issued  by  the  authority
      for  the  purposes  of  the  low-level radioactive waste management act.
    
      Upon appropriation  or  pursuant  to  other  legislative  authorization,
      disbursements  or  transfers  from such account shall be made solely for
      other costs and expenses incurred under the low-level radioactive  waste
      management act.
        (iii)  In  establishing,  revising,  assessing,  and  collecting  such
      reasonable rates, charges,  or  other  fees  associated  with  low-level
      radioactive  waste management facilities or incurred under the low-level
      radioactive waste management act, the authority shall include, but  need
      not  be  limited to, such amounts as will meet all incremental costs and
      expenses of:
        A. selecting,  developing,  licensing,  constructing,  operating,  and
      maintaining such facilities;
        B.  establishing  reserves  for  related  purposes, including, but not
      limited to, debt service, decontamination and decommissioning,  closure,
      and post-closure care, and contingencies;
        C.  making reimbursements of expenditures from appropriations to state
      agencies or authorities to implement  the  low-level  radioactive  waste
      management act; and
        D. making payments in lieu of taxes.
        (iv)  The  authority  may  establish and revise, not inconsistent with
      federal law and  regulation,  reasonable  classifications  of  low-level
      radioactive  waste  based upon the nature, class, characteristics (other
      than type of generator) or condition of such waste.  The  authority  may
      utilize  such  classifications  for purposes of establishing or revising
      the rates, charges, or other  fees  upon  the  disposal  of  such  waste
      pursuant to paragraphs b and c of this subdivision.
        b.  Upon delivery of low-level radioactive waste to permanent disposal
      facilities owned or operated by the authority, the  rates,  charges,  or
      other  fees  as  established or revised by the authority for disposal of
      such waste at such facilities, and  related  services,  shall  be  paid.
      Such rates, charges, or other fees shall be sufficient to meet all costs
      and  expenses  which  may  be  reasonably  and practically identified or
      allocated to permanent  disposal  facilities,  over  the  life  of  such
      facilities,  and  the  low-level  radioactive  waste disposed of at such
      facilities,  including  without  limitation,  all  costs  and   expenses
      associated  with:  development,  licensing,  operation, maintenance, and
      meeting debt service requirements,  or  requirements  for  repayment  of
      expenditures  from  appropriations for capital costs of such facilities,
      which  requirements  are  due  after  such  facilities  begin  accepting
      low-level  radioactive  waste;  establishing reserves, including but not
      limited to reserves for decontamination and decommissioning, closure and
      post-closure care, and  contingencies,  including  but  not  limited  to
      potential  accidents,  damages, and injuries; and making any payments in
      lieu of taxes or fees for local assistance and repayments of any amounts
      expended from appropriations for  aid  to  localities  with  respect  to
      permanent disposal facilities, provided, however, that all capital costs
      incurred  prior  to  the receipt and acceptance of low-level radioactive
      waste at the disposal facilities shall be recovered in a period  of  not
      less than twenty years after such receipt and acceptance.
        c.  (i)  During  the  period  before  the commencement of operation of
      permanent disposal  facilities  owned  or  operated  by  the  authority,
      expenditures  from  appropriations  to  the departments of environmental
      conservation  and  health  and  the  commission  for  siting   low-level
      radioactive  waste  disposal  facilities for the purpose of implementing
      the low-level  radioactive  waste  management  act  shall  be  recovered
      through  assessment  against United States nuclear regulatory commission
      licensees for nuclear electric  generating  facilities  located  in  the
      state  of  New  York  which  have full power operating licenses. For the
    
      state  fiscal  year  ending   March   thirty-first,   nineteen   hundred
      eighty-seven and each successive state fiscal year until commencement of
      operation  of  the  permanent  disposal  facilities, the chairman of the
      authority  shall  estimate  such  expenditures  and  shall  assess  such
      estimated expenditures on a pro rata basis in proportion to  the  number
      of  reactors  with  full power operating licenses of each such licensee.
      For the assessment for the state fiscal year ending March  thirty-first,
      nineteen  hundred  eighty-seven,  such  estimated  expenditures shall be
      based upon actual appropriations available to such  state  agencies  for
      such  fiscal  year for such purpose and shall be billed by the authority
      as soon as  practicable  after  the  effective  date  of  the  low-level
      radioactive  waste  management  act and paid by such licensees not later
      than  December  thirty-first,  nineteen  hundred  eighty-six.  For   the
      assessment  for each subsequent fiscal year, such estimated expenditures
      shall be based upon the proposed appropriations to such  state  agencies
      for  such  purpose, net of any over or under assessment for prior fiscal
      years compared to the latest available data  on  such  expenditures  for
      such  prior  fiscal  years,  and  shall be billed by the authority on or
      before February first preceding such fiscal year and paid on  or  before
      April  first of such fiscal year; provided, however, that a licensee may
      elect to make partial payments for such assessments on  March  tenth  of
      the  preceding  fiscal  year  and  on  June  tenth, September tenth, and
      December tenth of such fiscal year.  Each such partial payment shall  be
      an  amount  not  less  than  twenty-five  per centum of the total annual
      assessment against such licensee  for  the  relevant  fiscal  year.  The
      authority   shall   establish   and  maintain  records  to  account  for
      assessments made against and received from each licensee.  Upon  receipt
      of  such  assessments, and pursuant to an agreement with the director of
      the budget, the authority shall transmit to the state  comptroller  such
      amount  as  shall  be required to reimburse actual expenditures made and
      subject to assessment. The amounts so  assessed,  notwithstanding  their
      assessment,  shall  be  included  as  cost  and expenses for purposes of
      computing and  imposing  rates,  charges,  or  other  fees  pursuant  to
      paragraphs a and b of this subdivision. In imposing such rates, charges,
      or  other fees pursuant to such paragraph b, the authority shall provide
      a credit to the assessed licensees until such time as the  aggregate  of
      all  such credits for a licensee shall equal the actual assessments paid
      by such licensee, plus interest at a reasonable market rate.
        (ii) In the  calculation  of  the  assessment  due  pursuant  to  this
      paragraph  for  any  fiscal  year  beginning  on  or  after April first,
      nineteen hundred ninety-seven, the net of any over or  under  assessment
      for  fiscal  years  ending  on  or  before  March thirty-first, nineteen
      hundred ninety-six, shall be deemed to be zero.
        d. (i) The authority may refuse to accept  at  facilities  established
      pursuant  to  section  eighteen  hundred  fifty-four-b of this title any
      low-level radioactive waste generated by a  person  who  has  failed  to
      submit  to  the  authority,  the  one  or  more  reports required by the
      authority pursuant to subdivision one of this section.
        (ii) The proceeds of any penalty or  interest  collected  pursuant  to
      subparagraph  (i)  of  paragraph  a of subdivision three of this section
      shall be remitted to the authority for the  purposes  of  the  low-level
      radioactive waste management act.
        3.  Violations. a. Any failure or refusal to file a report, return, or
      other documentation, or related information, required  pursuant  to  the
      provisions of this section shall be deemed a violation of the provisions
      of,  and  a failure to perform a duty imposed by, this section and shall
      be subject to the following civil and criminal penalties:
    
        (i) By a civil penalty, in the case  of  a  first  violation,  not  to
      exceed  five thousand dollars, and in the case of a second or subsequent
      violation, a civil penalty not to exceed  ten  thousand  dollars;  which
      penalty  may  be  assessed  and  collected  by  a court in any action or
      proceeding  pursuant  to subparagraph (ii) of this paragraph in addition
      to any criminal penalty which may be assessed for such violation.
        (ii) By a misdemeanor, in the case of a willful violation by a  person
      having any of the culpable mental states defined in section 15.05 of the
      penal  law,  which  shall  be  deemed  a  misdemeanor,  and upon a first
      conviction thereof, by a fine not to exceed five thousand dollars, or by
      imprisonment for a term of not more than six months, or both  such  fine
      and  imprisonment;  and, upon a second or subsequent conviction thereof,
      punishment by  a  fine  not  to  exceed  ten  thousand  dollars,  or  by
      imprisonment  for a term of not more than one year, or by both such fine
      and imprisonment.
        b. The attorney general shall institute such civil proceedings as  the
      authority  may  request  for  the purpose of enforcing the provisions of
      this section, and such criminal proceedings as the authority may request
      for the purpose of prosecuting criminal violations of this section.
        4.  Upon  appropriation  or  other   legislative   authorization   and
      consistent  with a repayment agreement executed with the director of the
      budget, the authority shall repay from the special  account  established
      pursuant  to subparagraph (ii) of paragraph a of subdivision two of this
      section to the general fund, capital projects fund, or  any  other  fund
      all  amounts  expended  from  appropriations  made to the authority, the
      department of environmental  conservation,  the  commission  for  siting
      low-level  radioactive  waste  disposal  facilities,  the  department of
      health, or the department of labor for actual and  incremental  expenses
      in  the  selection,  development,  licensing,  construction,  operation,
      maintenance,   decontamination   and   decommissioning,   closure    and
      post-closure  care of low-level radioactive waste management facilities,
      including any regulatory program associated therewith,  or  for  aid  to
      localities.
        5.  The  authority  may  establish reasonable terms and conditions for
      receipt, acceptance or disposal of low-level radioactive  waste  at  any
      facilities  developed  pursuant to section eighteen hundred fifty-four-c
      of this title, including but not limited to packaging, identification of
      the nature and sources of the waste and  the  generators,  shippers,  or
      carriers  of  such waste, or other persons having any care or custody of
      such waste from the place of generation to arrival at  such  facilities,
      and  requirements  for  bonds,  insurance,  or  other forms of financial
      protection or assurance of performance by persons responsible  for  such
      waste.
        6.  Title to any low-level radioactive waste shall at all times remain
      in  the  generator  of  such  waste,  including  the  period   following
      acceptance  of  such  waste  by  the authority at the permanent disposal
      facilities. Acceptance at permanent disposal facilities shall not  occur
      until  completion  of  such  inspection and examination of the waste and
      determination  of  compliance  with  applicable  terms  and  conditions,
      including  but  not  limited  to  payment  of  applicable  fees,  as the
      authority may require.
        7. Notwithstanding the provisions of  subdivision  twelve  of  section
      eighteen  hundred  fifty-five  of  this title, the authority shall enter
      into agreements to pay annual sums in lieu of taxes to any  municipality
      or  taxing  district  of  the  state  with  respect to any real property
      acquired and held by the authority in the state or improvements  to  any
      real  property  held  by the authority in the state, which real property
      was acquired or improvements were made after the effective date  of  the
    
      low-level  radioactive waste management act and for the purposes of such
      act; provided, that any amount so paid shall be recovered through rates,
      charges, or other fees applicable to disposal of  low-level  radioactive
      waste, pursuant to subdivision two of this section.
        8.  Actions  by  the  authority  pursuant to the provisions of section
      eighteen hundred fifty-four-c of this  title  shall  be  subject,  where
      applicable,  to  the  environmental  and  judicial review provisions set
      forth in article twenty-nine of the environmental conservation law.