Section 802. Application for authority  


Latest version.
  • (a) Before doing business in this
      state, a foreign limited liability company shall apply for authority  to
      do business in this state by submitting to the department of state (i) a
      certificate  of  existence  or,  if no such certificate is issued by the
      jurisdiction  of  formation,  a  certified  copy  of  the  articles   of
      organization  of  the  limited  liability  company  and  all  subsequent
      amendments thereto or, if no articles of organization have been filed, a
      certified copy of the certificate filed as its organizational basis  and
      all  amendments  thereto  (if such certificate or certified copy is in a
      foreign language, a translation in English thereof  under  oath  of  the
      translator  shall  be  attached  thereto)  and  (ii)  an application for
      authority as a foreign limited liability company  entitled  "Application
      for  authority  of...  (name of foreign limited liability company) under
      section eight hundred two of the Limited Liability Company Law,"  signed
      and setting forth:
        (1)  the  name  of  the  foreign  limited  liability company and, if a
      foreign liability company's name is  not  acceptable  for  authorization
      pursuant  to  section  two  hundred four of this chapter, the fictitious
      name under which it proposes to apply for authority and do  business  in
      this  state,  which name shall be in compliance with section two hundred
      four of this chapter and shall be used by the foreign limited  liability
      company  in  all  its  dealings  with the department of state and in the
      conduct of its business in this state. The  provisions  of  section  one
      hundred  thirty  of  the  general  business  law  shall not apply to any
      fictitious name filed by a foreign limited liability company pursuant to
      this section, and a filing under  section  one  hundred  thirty  of  the
      general  business  law shall not constitute the adoption of a fictitious
      name;
        (2) the jurisdiction and date of its organization;
        (3) the county within this state in which the office  of  the  foreign
      limited  liability  company  is  to be located or if the foreign limited
      liability company shall maintain more than one office in this state, the
      county within the state in which the principal  office  of  the  foreign
      limited liability company is to be located;
        (4)  a  designation  of  the secretary of state as its agent upon whom
      process against it may be served and the post office address  within  or
      without  this state to which the secretary of state shall mail a copy of
      any process against it served upon him or her;
        (5) if it is to have a registered agent, his or her name  and  address
      within  the state and a statement that the registered agent is to be its
      agent upon whom process may be served;
        (6) the address of  the  office  required  to  be  maintained  in  the
      jurisdiction  of  its  formation by the laws of that jurisdiction or, if
      not so  required,  of  the  principal  office  of  the  foreign  limited
      liability company;
        (7)  a  statement  that  the  foreign  limited liability company is in
      existence in the jurisdiction of its formation at the time of the filing
      of such application; and
        (8) the name and address of the authorized officer in the jurisdiction
      of its formation where a copy of its articles of organization  is  filed
      or,  if  no public filing of its articles of organization is required by
      the law of the jurisdiction of formation, a statement that  the  foreign
      limited liability company shall provide, on request, a copy thereof with
      all  amendments  thereto (if such documents are in a foreign language, a
      translation in English thereof under oath of  the  translator  shall  be
      attached  thereto),  and  the name and post office address of the person
      responsible for providing such copies.
    
        (b) (i) Within one  hundred  twenty  days  after  the  filing  of  the
      application  for  authority  with the department of state, a copy of the
      same or a notice containing the substance  thereof  shall  be  published
      once  in  each  week  for six successive weeks, in two newspapers of the
      county  within  this  state  in  which the office of the foreign limited
      liability company is located, one newspaper to be printed weekly and one
      newspaper to be printed daily, to be designated  by  the  county  clerk.
      When  such  county  is  located  within  a city with a population of one
      million or more, such designation shall be as though the copy or  notice
      were  a  notice  or  advertisement of judicial proceedings. Proof of the
      publication required by this paragraph, consisting of the certificate of
      publication of the foreign limited liability company with the affidavits
      of publication of such newspapers annexed thereto, must  be  filed  with
      the  department of state. Notwithstanding any other provision of law, if
      the office of the foreign limited liability  company  is  located  in  a
      county  wherein  a weekly or daily newspaper of the county, or both, has
      not been so designated by the county clerk, then the publication  herein
      required  shall be made in a weekly or daily newspaper of any county, or
      both, as the case may be, which is contiguous to, such county,  provided
      that  any  such  newspaper  meets  all  the  other  requirements of this
      paragraph. A copy or notice published in  a  newspaper  other  than  the
      newspaper  or  newspapers  designated  by  the county clerk shall not be
      deemed to be one of the publications required by this  subdivision.  The
      notice  shall  include:  (l)  the  name of the foreign limited liability
      company; (2) the date of filing of the application  for  authority  with
      the   department  of  state;  (3)  the  jurisdiction  and  date  of  its
      organization; (4) the county within this state, in which the  office  of
      the  foreign  limited  liability  company  is  located; (4-a) the street
      address of the principal business location, if any; (5) a statement that
      the secretary of state has been  designated  as  agent  of  the  foreign
      limited liability company upon whom process against it may be served and
      the  post  office  address  within  or  without  this state to which the
      secretary of state shall mail a copy of any process  against  it  served
      upon him or her; (6) if the foreign limited liability company is to have
      a  registered agent, his or her name and address within this state and a
      statement that the registered agent is to be the agent  of  the  foreign
      limited  liability  company  upon whom process against it may be served;
      (7) the  address  of  the  office  required  to  be  maintained  in  the
      jurisdiction of its organization by the laws of that jurisdiction or, if
      not  so  required,  of  the  principal  office  of  the  foreign limited
      liability company; (8) the name and address of the authorized officer in
      its jurisdiction of organization where a  copy  of  its  certificate  of
      organization  is  filed  or,  if  no public filing of its certificate of
      organization is required by the law of its jurisdiction of organization,
      a statement that the foreign limited liability company shall provide, on
      request, a copy thereof with all amendments thereto (if  such  documents
      are  in  a  foreign  language,  a  translation thereof under oath of the
      translator shall be attached thereto), and  the  name  and  post  office
      address of the person responsible for providing such copies; and (9) the
      character  or  purpose of the business of such foreign limited liability
      company. Where, at any time after completion of the  first  of  the  six
      weekly  publications  required  by  this  paragraph  and  prior  to  the
      completion of the sixth such weekly publication, there is  a  change  in
      any of the information contained in the copy or notice as published, the
      foreign   limited   liability   company   may   complete  the  remaining
      publications of the original copy or notice,  and  the  foreign  limited
      liability  company  shall  not  be  required  to  publish any further or
      amended copy or notice. Where, at any time after completion of  the  six
    
      weekly publications required by this paragraph, there is a change to any
      of  the  information  contained  in  the copy or notice as published, no
      further or amended publication or republication shall be required to  be
      made.  If  within  one  hundred  twenty  days  after  the  filing of its
      application for authority with the department of state,  proof  of  such
      publication, consisting of the certificate of publication of the foreign
      limited  liability  company  with  the  affidavits of publication of the
      newspapers annexed thereto has not been filed  with  the  department  of
      state,  the authority of such foreign limited liability company to carry
      on, conduct or transact any business in this state shall  be  suspended,
      effective  as  of  the expiration of such one hundred twenty day period.
      The failure of a foreign limited liability company to cause such copy or
      notice  to  be  published  and  such  certificate  of  publication   and
      affidavits  of  publication  to  be  filed  with the department of state
      within such one hundred twenty day period  or  the  suspension  of  such
      foreign  limited  liability  company's authority to carry on, conduct or
      transact business in this state pursuant to  this  paragraph  shall  not
      limit  or  impair  the  validity  of any contract or act of such foreign
      limited liability company, or any right or remedy  of  any  other  party
      under  or  by  virtue  of  any contract, act or omission of such foreign
      limited liability company, or the right of any other party  to  maintain
      any  action or special proceeding on any such contract, act or omission,
      or right of such foreign limited liability company to defend any  action
      or special proceeding in this state, or result in any member, manager or
      agent  of such foreign limited liability company becoming liable for the
      contractual obligations or other  liabilities  of  the  foreign  limited
      liability company. If, at any time following the suspension of a foreign
      limited  liability  company's authority to carry on, conduct or transact
      business in this state pursuant to this paragraph, such foreign  limited
      liability  company  shall  cause  proof  of  publication  in substantial
      compliance with the provisions (other than the one  hundred  twenty  day
      period)  of this paragraph, consisting of the certificate of publication
      of  the  foreign  limited  liability  company  with  the  affidavits  of
      publication  of  the  newspapers  annexed  thereto, to be filed with the
      department of state, such suspension of such foreign  limited  liability
      company's  authority  to carry on, conduct or transact business shall be
      annulled.
        (ii)(1) A foreign limited liability company which was formed and filed
      its application for authority with the department of state prior to  the
      effective  date  of this paragraph and complied with the publication and
      filing requirements of this subdivision  as  in  effect  prior  to  such
      effective  date  shall  not  be  required  to  make  any  publication or
      republication or any filing under paragraph (i) of this subdivision, and
      shall not be subject to suspension pursuant to this subdivision.
        (2) Within twelve months after the effective date of this paragraph, a
      foreign limited  liability  company  which  was  formed  and  filed  its
      application  for  authority  with  the department of state prior to such
      effective date and which did not comply with the publication and  filing
      requirements  of  this  subdivision as in effect prior to such effective
      date shall publish a copy of its application for authority or  a  notice
      containing  the substance thereof in the manner required (other than the
      one hundred twenty day period) by this subdivision as in effect prior to
      such effective date and file proof of such  publication,  consisting  of
      the  certificate of publication of the foreign limited liability company
      with the affidavits of publication of the  newspapers  annexed  thereto,
      with the department of state.
        (3)  If  a  foreign  limited  liability company that is subject to the
      provisions of subparagraph two of  this  paragraph  fails  to  file  the
    
      required proof of publication with the department of state within twelve
      months  after  the  effective  date  of this paragraph, its authority to
      carry on, conduct or transact  any  business  in  this  state  shall  be
      suspended, effective as of the expiration of such twelve month period.
        (4) The failure of a foreign limited liability company that is subject
      to  the provisions of subparagraph two of this paragraph to fully comply
      with the provisions of said subparagraph two or the suspension  of  such
      foreign  limited  liability  company's authority to carry on, conduct or
      transact any business in this state pursuant to  subparagraph  three  of
      this paragraph shall not impair or limit the validity of any contract or
      act of such foreign limited liability company, or any right or remedy of
      any  other  party under or by virtue of any contract, act or omission of
      such foreign limited liability company, or the right of any other  party
      to  maintain  any action or special proceeding on any such contract, act
      or omission, or right of  such  foreign  limited  liability  company  to
      defend  any action or special proceeding in this state, or result in any
      member, manager or agent  of  such  foreign  limited  liability  company
      becoming  liable for the contractual obligations or other liabilities of
      the foreign limited liability company.
        (5) If, at any time following the  suspension  of  a  foreign  limited
      liability  company's authority to carry on, conduct or transact business
      in this state, pursuant to subparagraph three of  this  paragraph,  such
      foreign  limited  liability  company shall cause proof of publication in
      substantial compliance with the provisions (other than the  one  hundred
      twenty  day  period) of paragraph (i) of this subdivision, consisting of
      the certificate of publication of the foreign limited liability  company
      with the affidavits of publication of the newspapers annexed thereto, to
      be  filed  with the department of state, such suspension of such foreign
      limited liability company's authority to carry on, conduct  or  transact
      business shall be annulled.
        (6)  For  the  purposes of this paragraph, a foreign limited liability
      company which was formed and filed its application  for  authority  with
      the  department  of  state prior to the effective date of this paragraph
      shall be deemed  to  have  complied  with  the  publication  and  filing
      requirements  of  this  subdivision as in effect prior to such effective
      date if (i) the foreign limited liability company was formed  and  filed
      its  application  for authority with the department of state on or after
      January first, nineteen hundred ninety-nine and prior to such  effective
      date  and  the  foreign  limited  liability  company  filed at least one
      affidavit of the printer or publisher of a newspaper with the department
      of state at any time prior to such effective date, or (ii)  the  foreign
      limited  liability  company  was  formed  and  filed its application for
      authority with the department of state prior to January first,  nineteen
      hundred  ninety-nine,  without  regard  to  whether  the foreign limited
      liability company did or did not file any affidavit of  the  printer  or
      publisher of a newspaper with the secretary of state.
        (iii)   The  information  in  a  notice  published  pursuant  to  this
      subdivision shall be presumed to be in compliance with and  satisfaction
      of the requirements of this subdivision.