Section 511. Employment  


Latest version.
  • 1. General definition. "Employment" means (a) any
      service under any contract of employment for hire, express  or  implied,
      written, or oral and
        (b) any service by a person for an employer
        (1)  as  an  agent-driver or commission-driver engaged in distributing
      meat, vegetable, fruit, or bakery products; beverages other  than  milk;
      or laundry or dry-cleaning services; or
        (1-a)  as a professional musician or a person otherwise engaged in the
      performing arts, and performing services as such  for  a  television  or
      radio   station  or  network,  a  film  production,  a  theatre,  hotel,
      restaurant, night club  or  similar  establishment  unless,  by  written
      contract,  such  musician  or  person is stipulated to be an employee of
      another employer covered by this chapter.  "Engaged  in  the  performing
      arts"  shall  mean performing services in connection with the production
      of or performance in any artistic endeavor which  requires  artistic  or
      technical skill or expertise; or
        (2)  as  a  traveling or city salesman engaged on a full-time basis in
      soliciting orders for merchandise for resale or supplies for use in  the
      purchaser's  business operations if the contract of service contemplates
      that substantially all of such services are to be  performed  personally
      by  such  person;  such person does not have a substantial investment in
      facilities used in connection with the  performance  of  such  services,
      excepting facilities for transportation; and the services are not in the
      nature  of  a  single  transaction  which  is  not  part of a continuing
      relationship with the employer.
        (3) as a professional model, where:
        (i) the professional model performs modeling services for; or
        (ii) consents in writing to the transfer of his or her exclusive legal
      right to the use of his or her name, portrait,  picture  or  image,  for
      advertising purposes or for the purposes of trade, directly to
        a retail store, a manufacturer, an advertising agency, a photographer,
      a  publishing company or any other such person or entity, which dictates
      such professional model's assignments,  hours  of  work  or  performance
      locations  and which compensates such professional model in return for a
      waiver of his or  her  privacy  rights  enumerated  above,  unless  such
      services  are  performed  pursuant  to  a written contract wherein it is
      stated that the professional model is the employee of  another  employer
      covered  by  this  chapter.  For purposes of this subparagraph, the term
      "professional model" means a person who, in the course  of  his  or  her
      trade,   occupation  or  profession,  performs  modeling  services.  For
      purposes of this subparagraph, the term "modeling  services"  means  the
      appearance  by  a  professional  model  in  photographic sessions or the
      engagement of such model in live, filmed or taped modeling  performances
      for remuneration.
        2.  Work localized in state. The term "employment" includes a person's
      entire service performed within or both within and without this state if
      the service is localized in this  state.  Service  is  deemed  localized
      within  the  state  if  it  is performed entirely within the state or is
      performed both within and without the state but that  performed  without
      the  state  is  incidental to the person's service within the state, for
      example, is temporary or transitory in nature or  consists  of  isolated
      transactions.
        3. Work within and without the state. The term "employment" includes a
      person's  entire  service  performed  both within and without this state
      provided it is not localized in any state but some  of  the  service  is
      performed in this state, and
        (a) the person's base of operations is in this state; or
    
        (b)  if there is no base of operations in any state in which some part
      of the service is performed,  the  place  from  which  such  service  is
      directed or controlled is in this state; or
        (c)  if  the  base  of  operations or place from which such service is
      directed or controlled is not in any state in which  some  part  of  the
      service is performed, the person's residence is in this state.
        The  term  "employment"  shall  not include services performed without
      this state in any calendar year during which no  service  was  performed
      within  this  state  if  contributions with respect to such services are
      required under the unemployment compensation law of any other  state  or
      of the federal government.
        4. Other included work.
        The term "employment" shall include
        (a)  Service,  wherever performed within the United States, the Virgin
      Islands, or Canada, if
        (1) contributions are not required with respect to such service  under
      an unemployment compensation law of any other state, the Virgin Islands,
      or Canada, and
        (2)  the place from which such service is directed or controlled is in
      this state;
        (b) Service performed within  this  state  not  otherwise  within  the
      purview of the foregoing provisions of this section if contributions are
      not required with respect to such service under corresponding provisions
      of an unemployment compensation law of any other state.
        5.  Work  without  the  state  or  in  a  foreign country. (a) Service
      performed entirely without the state, with respect to no part  of  which
      contributions are required under an unemployment compensation law of any
      other  state  or of the federal government, is employment if an election
      with respect to the person's service has been made and approved pursuant
      to the provisions of section five hundred sixty-one of this article.
        (b) The term "employment" includes service by a citizen of the  United
      States  performed  for  an  American employer outside the United States,
      except Canada or the Virgin  Islands,  provided  contributions  are  not
      required  with  respect  to such service under an unemployment insurance
      law of any other state pursuant to criteria which correspond to those of
      subdivisions two and three of this section, if
        (1) the employer's principal place of business in the United States is
      in this state, or
        (2) the employer has no place of business in the United States but is
        (i) an individual person who is a resident of this state, or
        (ii) a corporation which is organized under the laws of this state, or
        (iii) a partnership or a trust and the number of partners or  trustees
      who  are  residents  of  this  state  is greater than the number who are
      residents of any one other state, or
        (3) none of the criteria of subparagraphs (1) and (2) are met but  the
      employer  has  elected  coverage  of  the  service in this state or, the
      employer having  failed  to  elect  such  coverage  in  any  state,  the
      individual  performing  the service has filed a claim for benefits under
      this article on the basis of such service.
        (c) For purposes of this subdivision, "American employer" means
        (1) an individual who is a resident of the United States; or
        (2) a partnership if two-thirds or more of the partners are  residents
      of the United States; or
        (3) a trust if all of the trustees are residents of the United States;
      or
        (4) a corporation organized under the laws of the United States or any
      state.
    
        6.  Agricultural  labor.  (a)  The  term "employment" does not include
      agricultural labor unless it is covered pursuant to section five hundred
      sixty-four.  The  term  "agricultural  labor"   includes   all   service
      performed:
        (1)  on  a  farm,  in  the  employ  of  any person, in connection with
      cultivating the soil, or in connection with raising  or  harvesting  any
      agricultural   or   horticultural   commodity,  including  the  raising,
      shearing, feeding, caring for, training, and  management  of  livestock,
      bees, poultry, and fur-bearing animals, and wildlife;
        (2)  in the employ of the owner or tenant or other operator of a farm,
      in connection with the operation, management, conservation, improvement,
      or maintenance of such farm and its tools and equipment, or in salvaging
      timber or clearing land of brush and other debris left by  a  hurricane,
      if the major part of such service is performed on a farm;
        (3)  in  handling,  planting,  drying, packing, packaging, processing,
      freezing, grading, storing, or delivering to storage or to market or  to
      a   carrier   for   transportation   to   market,  any  agricultural  or
      horticultural commodity; but only if such service is  performed  in  the
      employ of an operator of a farm (i) as an incident to farming operations
      or,  (ii)  in  the  case of fruits and vegetables, as an incident to the
      preparation of such fruits or vegetables for market. The  provisions  of
      this  paragraph  shall not apply to service performed in connection with
      commercial canning or commercial freezing  or  in  connection  with  any
      agricultural or horticultural commodity after its delivery to a terminal
      market for distribution for consumption.
        (b)  As  used  in  this  subdivision,  the term "farm" includes stock,
      dairy, poultry, fur-bearing animal, fruit, and truck farms, plantations,
      nurseries, greenhouses or other similar structures, used  primarily  for
      the raising of agricultural or horticultural commodities, and orchards.
        7. Spouse or child. The term "employment" does not include service for
      an employer by his spouse or child under the age of twenty-one.
        8.  Golf  caddy.  The  term "employment" does not include service as a
      golf caddy.
        9. Day student. The term "employment" does not include service  during
      all  or  any  part  of  the school year or regular vacation periods as a
      part-time worker of any person actually in regular attendance during the
      day time as a student in an elementary or secondary school.
        10. Employment under the federal railroad unemployment insurance  act.
      The term "employment" does not include employment subject to the federal
      railroad unemployment insurance act.
        11.   Maritime   services   under   reciprocal  agreements.  The  term
      "employment" includes a person's entire  service,  if  such  service  is
      deemed  performed  in  this  state  by  virtue  of reciprocal agreements
      pursuant to the provisions  of  paragraph  (c)  of  subdivision  two  of
      section five hundred thirty-six of this article and does not include any
      service  which  by  virtue  of  such  agreements  is deemed performed in
      another state.
        12. Baby sitter. The term "employment" does not include service  as  a
      baby sitter at the home of the employer by a minor.
        13.  Persons  under the age of twenty-one engaged in casual labor. The
      term "employment" does not include services of a person under the age of
      twenty-one engaged in casual labor consisting of yard work and household
      chores in and about  a  residence  or  the  premises  of  a  non-profit,
      non-commercial  organization,  not  involving  the  use  of power-driven
      machinery.
        14. The term "employment" does not include service by  a  child  under
      the age of fourteen years.
    
        15.  Students  and  students' spouses at educational institutions. The
      term "employment" does not include services rendered for an  educational
      institution  by a person who is enrolled and is in regular attendance as
      a student in such an institution, or the spouse of such student employed
      by  that  institution if such spouse is advised at the beginning of such
      services that the employment is provided under a  program  of  financial
      assistance  to  such student and will not be covered under this article.
      For the purposes of this article, the term  "employment"  shall  include
      services rendered for a health care facility, including academic medical
      centers, by fellow, resident and intern physicians.
        16.  Non-applicability  of  exclusions.  The  exclusions  described in
      subdivisions eight, nine, twelve, thirteen and fourteen of this  section
      shall  not  apply  to services performed for a nonprofit organization as
      defined in section five hundred sixty-three or for a governmental entity
      as defined in section five hundred sixty-five or for an Indian tribe  as
      defined in section five hundred sixty-six of this article.
        17.  Certain  college students. The term "employment" does not include
      service performed by an individual, regardless of age, who  is  enrolled
      at   a  nonprofit  or  public  educational  institution  which  normally
      maintains a regular faculty and curriculum and normally has a  regularly
      organized  body  of  students  in  attendance  at  the  place  where its
      educational activities are carried  on  as  a  student  in  a  full-time
      program  taken  for  credit at such institution, which combines academic
      instruction with work experience, if such service is an integral part of
      such program, and such institution has so  certified  to  the  employer,
      except  that  this subdivision shall not apply to service performed in a
      program established for  or  on  behalf  of  an  employer  or  group  of
      employers.
        18.  Freelance  shorthand  reporter.  The  term  "employment" does not
      include the services of a freelance shorthand reporter rendered pursuant
      to any agreement, contract, or mutual understanding, either  written  or
      oral, with another freelance shorthand reporter or a freelance shorthand
      reporting  service.  For  the  purposes of this subdivision, a freelance
      shorthand reporter is a person who records verbatim any  oral  statement
      or  series  of  oral statements made over a definite period of time by a
      written system of shorthand and whose sole compensation for making  such
      a  record  is an agreed upon fee per page of record produced. Additional
      payment of a set dollar charge as a minimum fee or attendance fee  shall
      not  affect  the above definition of a freelance shorthand reporter. For
      the purposes  of  this  subdivision,  a  freelance  shorthand  reporting
      service  means any business which provides freelance shorthand reporters
      through subcontracts or by any other means.
        19. Qualified real estate  agent.  The  term  "employment"  shall  not
      include the services of a licensed real estate broker or sales associate
      if  it be proven that (a) substantially all of the remuneration (whether
      or not paid in cash) for the services performed by such broker or  sales
      associate  is  directly  related to sales or other output (including the
      performance of services) rather than to the number of hours worked;  (b)
      the  services  performed  by the broker or sales associate are performed
      pursuant to a written contract executed between  such  broker  or  sales
      associate  and the person for whom the services are performed within the
      past twelve to fifteen months; and (c) the written contract provided for
      in paragraph (b) herein was not executed under duress and  contains  the
      following provisions:
        (i)  that  the  broker or sales associate is engaged as an independent
      contractor associated with the person for whom  services  are  performed
      pursuant  to  article  twelve-A  of  the  real property law and shall be
      treated as such for all purposes, including but not limited  to  federal
    
      and  state  taxation,  withholding,  unemployment insurance and workers'
      compensation;
        (ii) that the broker or sales associate (A) shall be paid a commission
      on  his  or  her gross sales, if any, without deduction for taxes, which
      commission shall be directly related to sales or other output; (B) shall
      not receive any remuneration related to the number of hours worked;  and
      (C)  shall  not  be treated as an employee with respect to such services
      for federal and state tax purposes;
        (iii) that the broker or sales associate shall be  permitted  to  work
      any hours he or she chooses;
        (iv) that the broker or sales associate shall be permitted to work out
      of his or her own home or the office of the person for whom services are
      performed;
        (v)  that  the  broker  or  sales associate shall be free to engage in
      outside employment;
        (vi) that the person for whom the services are performed  may  provide
      office  facilities  and  supplies  for  the  use  of the broker or sales
      associate, but the broker or sales associate shall otherwise bear his or
      her own expenses, including but not limited to automobile,  travel,  and
      entertainment expenses;
        (vii)  that  the  person  for  whom the services are performed and the
      broker or sales associate shall comply with the requirements of  article
      twelve-A  of  the  real  property  law  and  the  regulations pertaining
      thereto, but such compliance  shall  not  affect  the  broker  or  sales
      associate's  status  as  an  independent  contractor  nor  should  it be
      construed as an indication that the broker  or  sales  associate  is  an
      employee  of  the  person  for  whom  the services are performed for any
      purpose whatsoever;
        (viii) that the contract and the association created  thereby  may  be
      terminated  by either party thereto at any time upon notice given to the
      other.
        20. The term "employment" shall not include services  performed  by  a
      full-time student in the employ of an organized camp:
        (a) if such camp:
        (1)  did  not  operate for more than seven months in the calendar year
      and did not operate for more than seven months in the preceding calendar
      year; or
        (2) had average gross receipts for any six  months  in  the  preceding
      calendar  year  which  were  not  more  than  thirty-three and one-third
      percent of its average gross receipts for the other six  months  in  the
      preceding calendar year; and
        (b)  if such full-time student performs services in the employ of such
      camp for less than thirteen calendar weeks in any such year.
        20-a. Full-time student. (a) For purposes  of  subdivision  twenty  of
      this  section, an individual shall be treated as a full-time student for
      any period:
        (1) during which the individual is enrolled as a full-time student  at
      an educational institution; or
        (2) which is between academic years or terms if:
        (i)  the  individual  was  enrolled  as  a  full-time  student  at  an
      educational institution for the immediately preceding academic  year  or
      term; and
        (ii)  there  is  a reasonable assurance that the individual will be so
      enrolled for the immediately succeeding academic year or term after  the
      period described in clause (i) of this subparagraph.
        (b) For purposes of this subdivision, the term educational institution
      shall mean any educational institution of secondary, higher educational,
    
      professional  or  vocational  educational  training,  as those terms are
      defined in the education law.
        20-b.  Camp.  For  purposes of subdivision twenty of this section, the
      term camp shall mean "children's overnight camp" as that term is defined
      in subdivision one of section thirteen hundred ninety-two of the  public
      health  law,  and  any  "summer  day  camp"  as  that term is defined in
      subdivision two of section thirteen hundred  ninety-two  of  the  public
      health  law, and any "traveling summer day camp" as that term is defined
      in subdivision three of  section  thirteen  hundred  ninety-two  of  the
      public health law.
        21.  Qualified  insurance agent or broker. The term "employment" shall
      not include the services of a licensed insurance agent or broker  if  it
      be proven that (a) substantially all of the remuneration (whether or not
      paid  in  cash)  for  the  services performed by such agent or broker is
      directly related to sales or other output (including the performance  of
      services)  rather  than to the number of hours worked; (b) such agent is
      not a life  insurance  agent  receiving  a  training  allowance  subsidy
      described  in paragraph three of subsection (e) of section four thousand
      two  hundred  twenty-eight  of  the  insurance  law;  (c)  the  services
      performed  by  the  agent  or broker are performed pursuant to a written
      contract executed between such agent or broker and the person  for  whom
      the services are performed; and (d) the written contract provided for in
      paragraph  (c)  of  this  subdivision  was not executed under duress and
      contains the following provisions:
        (i) that the agent or broker is engaged as an  independent  contractor
      associated  with  the person for whom services are performed pursuant to
      article twenty-one of the insurance law and shall be treated as such for
      all purposes, including but not limited to federal and  state  taxation,
      withholding (other than federal insurance contributions act (FICA) taxes
      required  for  full  time  life  insurance  agents  pursuant  to section
      3121(d)(3) of the federal internal revenue code), unemployment insurance
      and workers' compensation;
        (ii) that the agent or broker (A) shall be paid a commission on his or
      her gross sales, if any, without deduction for taxes (other than federal
      insurance contributions act (FICA) taxes required  for  full  time  life
      insurance  agents pursuant to section 3121(d)(3) of the federal internal
      revenue code), which commission shall be directly related  to  sales  or
      other  output;  (B)  shall  not  receive any remuneration related to the
      number of hours worked; and (C) shall not be treated as an employee with
      respect to such services for federal and state tax purposes (other  than
      federal  insurance contributions act (FICA) taxes required for full time
      life insurance agents pursuant to  section  3121(d)(3)  of  the  federal
      internal revenue code);
        (iii) that the agent or broker shall be permitted to work any hours he
      or she chooses;
        (iv) that the agent or broker shall be permitted to work out of his or
      her own office or home or the office of the person for whom services are
      performed;
        (v)  that  the  person for whom the services are performed may provide
      office facilities, clerical support, and supplies for  the  use  of  the
      agent or broker, but the agent or broker shall otherwise bear his or her
      own  expenses,  including  but  not  limited  to automobile, travel, and
      entertainment expenses;
        (vi) that the person for whom the services are performed and the agent
      or broker shall comply with the requirements of  article  twenty-one  of
      the  insurance  law  and  the  regulations  pertaining thereto, but such
      compliance shall not  affect  the  agent's  or  broker's  status  as  an
      independent  contractor nor should it be construed as an indication that
    
      the agent or broker is an employee of the person for whom  the  services
      are performed for any purpose whatsoever;
        (vii)  that  the  contract  and the association created thereby may be
      terminated by either party thereto at any time with notice given to  the
      other.
        22.  Recreational  bowling.  The  term  "employment" shall not include
      recreational bowling, such as bowling in a league  where  an  individual
      may occasionally win prize money.