Section 96. Fees and refunds  


Latest version.
  • Except  as  otherwise  provided  by section
      ninety-six-a of this chapter, the department of state shall collect  the
      following fees:
        1. For searching the records of the department for the availability of
      a corporate, limited partnership or limited liability company name, five
      dollars for each name submitted.
        2. For searching the records of the department other than as set forth
      in  subdivision one hereof, five dollars for each name in excess of five
      submitted by or on behalf of an applicant for a search.
        3. For a copy of any paper or record not required to be  certified  or
      otherwise authenticated, fifty cents per page; except that the fee for a
      copy  of  any  paper or record not required to be certified or otherwise
      authenticated which is furnished by the bureau of  corporations  of  the
      department  of state, shall be five dollars, regardless of the number of
      pages.
        4. For a certified or exemplified copy of any law,  record  or  paper,
      except  a  photostatic  copy  furnished  by the department of state, one
      dollar per page; for a certified or exemplified copy of any law,  record
      or paper reproduced by photostat by the department of state, fifty cents
      per  page and in either case five dollars additional for the certificate
      under the official seal of the department  of  state,  affixed  thereto;
      except that the fee for a certified or exemplified copy of any record or
      paper which is furnished by the bureau of corporations of the department
      of  state,  shall  be  ten dollars, regardless of the number of pages or
      regardless of whether such document is reproduced by photostat.
        5. For a certificate or authentication under the  great  seal  of  the
      state, ten dollars.
        6. For a certificate as to the official character of a commissioner of
      deeds residing in another state or foreign country, one dollar.
        7.  For  every  other  certificate  under  the  official  seal  of the
      department of state, twenty-five dollars.
        8. For registering and  recording  a  notice  of  a  mining  claim  as
      required by section eighty-two of the public lands law, fifty dollars.
        9.   (a)  For  filing  under  the  general  associations  law  or  any
      corporation law, except the business corporation law and  not-for-profit
      corporation law: a certificate of incorporation, one hundred twenty-five
      dollars; a certificate or report of voluntary dissolution, including the
      issuance  of  duplicate  certificates  by  the secretary of state, and a
      certified copy of an order or judgment of  dissolution,  sixty  dollars;
      the  statement  and  designation of a foreign corporation, including the
      issuance of a certificate of authority, two hundred twenty-five dollars;
      a certificate of designation or change of address or any certificate  of
      change of mailing address or office of a foreign corporation, other than
      a   moneyed  corporation,  thirty  dollars;  any  other  certificate  or
      instrument, sixty dollars.
        (b)  For  filing  under  the  business   corporation   law   and   the
      not-for-profit corporation law as set forth in those chapters.
        10.  For service of process on the secretary of state, acting as agent
      for a third party pursuant to  law,  except  as  otherwise  specifically
      provided  by  law,  forty dollars. No fee shall be collected for process
      served on behalf of a county, city, town or village or  other  political
      subdivision  of the state. The fees paid the secretary of state shall be
      a taxable disbursement.
        * 11. (a) For the special handling of requests made to the division of
      corporations of the department of state for any service for which a  fee
      is collected as prescribed by law, twenty-five dollars. For the purposes
      of this section the term "special handling" shall mean the completion of
      the  request  within twenty-four hours of receipt of the request, except
    
      in those cases  where  the  twenty-four  hour  period  shall  end  on  a
      Saturday,  Sunday,  holiday or day on which the division of corporations
      of the department of state is not open for business, in which  case  the
      twenty-four hour period shall be extended to the appropriate hour of the
      next  succeeding  business  day  on  which  such  division  is  open for
      business.
        (b) For the same day  expedited  handling  of  requests  made  to  the
      division  of corporations of the department of state for any service for
      which a fee is collected as prescribed by law, seventy-five dollars. For
      the purposes of this section the  term  "same  day  expedited  handling"
      shall  mean  the completion of the request on the same day as the day of
      request.
        (c) For the two  hour  priority  handling  of  requests  made  to  the
      division  of corporations of the department of state for any service for
      which a fee is  collected  as  prescribed  by  law,  one  hundred  fifty
      dollars.  For  the  purposes of this section the term "two hour priority
      handling" shall mean the completion of the request within two  hours  on
      the same day as the day of the request.
        (d)  For  handling  of  non-expedited requests made to the division of
      corporations of the department of state for any service for which a  fee
      is  collected as prescribed by law, the completion of such request shall
      be accomplished within seven business days.
        * NB Effective until March 31, 2010
        * 11. For the special handling of  requests  made  to  the  bureau  of
      corporations  of  the  department of state for any certificate processed
      for filing or issued under official seal by the bureau  of  corporations
      pursuant to subdivision seven and paragraphs a and b of subdivision nine
      of  this  section, twenty-five dollars. For the purposes of this section
      the term "special handling" shall mean the  completion  of  the  request
      within  twenty-four  hours  of  receipt  of the request, except in those
      cases where the twenty-four hour period shall end on a Saturday, Sunday,
      holiday or day on which the bureau of corporations of the department  of
      state  is  not  open  for  business,  in which case the twenty-four hour
      period shall be extended to the appropriate hour of the next  succeeding
      business day on which such bureau is open for business.
        * NB Effective March 31, 2010
        12.  For  the  filing,  recording  or  registering of any certificate,
      notice or other paper required to be filed, recorded or registered,  the
      fee for which is not otherwise prescribed by law, twenty-five dollars.
        13.  Except  as otherwise specifically provided by law, the department
      of state may refund, within three years from the  date  of  payment  and
      upon  audit  of  the state comptroller, any fee or portion of a fee paid
      pursuant to any of the statutes which the department is charged  by  law
      to administer, in any case in which:
        a.  the  license, permit, or certificate applied for is not issued, or
      does not take effect, or
        b. the filing or certification requested is not made, or
        c. the service requested is not rendered, or
        d. the payment made is in excess of  the  amount  prescribed  by  such
      statute, or
        e.  the  licensee  has entered the active armed services of the United
      States in which event the refund shall be such proportion of the license
      fee paid as the number of full months remaining unexpired of the license
      period bears to the total number of months in such period.
        14. No fee shall be collected for copies of records furnished to state
      officers as defined in the public officers law, section two, for use  in
      their official capacity.
    
        15.  The  department of state shall on or before the tenth day of each
      month, out of the moneys collected during the preceding  month  pursuant
      to  subdivision  nine  of this section, pay over to each county clerk in
      whose office a certified copy of  a  corporation  certificate  or  other
      instrument relating to a domestic or foreign corporation shall have been
      filed  by  the department during the preceding month pursuant to law the
      sum of six dollars for each such copy of a  corporation  certificate  or
      other  instrument for which the department shall have collected a filing
      fee of thirty dollars or more, and the sum of one dollar for  each  such
      copy  of  a  corporation  certificate  or other instrument for which the
      department shall have collected a sum of less than thirty  dollars,  and
      such  payment shall be received by the county clerk in full satisfaction
      of all fees for filing such copy, any other general or  special  law  to
      the  contrary  notwithstanding.  All  such  moneys  remaining after such
      payments to the county clerks shall be  paid  pursuant  to  section  one
      hundred twenty-one of the state finance law.
        16.  Consistent with the provisions of the corporate laws of the state
      of New York, the department of state  shall  produce  or  reproduce  the
      content  of  any informational systems maintained pursuant to such laws.
      The secretary of state shall  establish  the  type  and  amount  of  the
      reasonable  fees  to  be  collected  by the department of state for such
      informational systems. Such fees shall be subject  to  approval  of  the
      director  of  the  budget and shall be promulgated in the official rules
      and regulations of the  department  of  state  in  accordance  with  the
      provisions of the state administrative procedure act.