Section 168-D. Duties of the court  


Latest version.
  • 1. (a) Except as provided in paragraphs
      (b) and (c) of this subdivision, upon conviction of any of the  offenses
      set   forth   in  subdivision  two  or  three  of  section  one  hundred
      sixty-eight-a of this article the court shall certify that the person is
      a sex offender and shall include  the  certification  in  the  order  of
      commitment,  if  any,  and judgment of conviction, except as provided in
      paragraph (e) of subdivision two of section one hundred sixty-eight-a of
      this article. The court shall also advise the sex offender of his or her
      duties under this article. Failure to include the certification  in  the
      order  of  commitment  or the judgment of conviction shall not relieve a
      sex offender of the obligations imposed by this article.
        (b) Where a defendant  stands  convicted  of  an  offense  defined  in
      paragraph (b) of subdivision two of section one hundred sixty-eight-a of
      this  article  or  where  the  defendant  was convicted of patronizing a
      prostitute in the third degree under section 230.04 of the penal law and
      the defendant controverts an allegation that the victim of such  offense
      was  less  than  eighteen  years  of age or, in the case of a conviction
      under section 230.04 of the penal law, less than seventeen years of age,
      the court, without  a  jury,  shall,  prior  to  sentencing,  conduct  a
      hearing,  and the people may prove by clear and convincing evidence that
      the victim was less than eighteen years of age or  less  than  seventeen
      years  of age, as applicable, by any evidence admissible under the rules
      applicable to a trial of the issue of guilt. The court  in  addition  to
      such  admissible  evidence  may  also consider reliable hearsay evidence
      submitted  by  either  party  provided  that  it  is  relevant  to   the
      determination  of the age of the victim. Facts concerning the age of the
      victim proven at trial or ascertained at the time of entry of a plea  of
      guilty  shall be deemed established by clear and convincing evidence and
      shall not be relitigated. At the conclusion of the hearing,  or  if  the
      defendant  does  not  controvert  an  allegation  that the victim of the
      offense was less than eighteen years of age or less than seventeen years
      of age, as applicable, the court must make a finding and enter an  order
      setting  forth the age of the victim. If the court finds that the victim
      of such offense was under eighteen years of age or under seventeen years
      of age, as applicable, the court shall certify the defendant  as  a  sex
      offender,  the  provisions  of  paragraph  (a) of this subdivision shall
      apply and the defendant shall register with the division  in  accordance
      with the provisions of this article.
        (c)  Where  a  defendant  stands  convicted  of  an offense defined in
      paragraph (c) of subdivision two of section one hundred sixty-eight-a of
      this article and  the  defendant  controverts  an  allegation  that  the
      defendant  was  previously  convicted  of  a  sex  offense or a sexually
      violent offense defined in this article or has previously been convicted
      of or convicted for an attempt  to  commit  any  of  the  provisions  of
      section  130.52  or  130.55 of the penal law, the court, without a jury,
      shall, prior to sentencing, conduct a hearing, and the people may  prove
      by  clear  and  convincing  evidence  that  the defendant was previously
      convicted of a sex offense or a sexually violent offense defined in this
      article or has previously been convicted of or convicted for an  attempt
      to commit any of the provisions of section 130.52 or 130.55 of the penal
      law, by any evidence admissible under the rules applicable to a trial of
      the  issue  of  guilt. The court in addition to such admissible evidence
      may also consider reliable hearsay evidence submitted  by  either  party
      provided  that  it  is  relevant  to  the  determination  of whether the
      defendant was previously convicted  of  a  sex  offense  or  a  sexually
      violent offense defined in this article or has previously been convicted
      of  or  convicted  for  an  attempt  to  commit any of the provisions of
      section 130.52 or 130.55 of the penal law.  At  the  conclusion  of  the
    
      hearing,  or if the defendant does not controvert an allegation that the
      defendant was previously convicted  of  a  sex  offense  or  a  sexually
      violent offense defined in this article or has previously been convicted
      of  or  convicted  for  an  attempt  to  commit any of the provisions of
      section 130.52 or 130.55 of the penal law, the court must make a finding
      and enter an order determining  whether  the  defendant  was  previously
      convicted of a sex offense or a sexually violent offense defined in this
      article  or has previously been convicted of or convicted for an attempt
      to commit any of the provisions of section 130.52 or 130.55 of the penal
      law. If  the  court  finds  that  the  defendant  has  such  a  previous
      conviction, the court shall certify the defendant as a sex offender, the
      provisions  of  paragraph  (a)  of  this subdivision shall apply and the
      defendant shall register  with  the  division  in  accordance  with  the
      provisions of this article.
        2.  Any  sex offender, who is released on probation or discharged upon
      payment of a fine,  conditional  discharge  or  unconditional  discharge
      shall,  prior  to  such  release or discharge, be informed of his or her
      duty to register under this article by the court in which he or she  was
      convicted.  At  the  time  sentence  is imposed, such sex offender shall
      register with the division on a form prepared by the division. The court
      shall require the sex offender  to  read  and  sign  such  form  and  to
      complete  the registration portion of such form. The court shall on such
      form obtain the address where the sex offender expects  to  reside  upon
      his  or  her  release,  and  the  name and address of any institution of
      higher education he or she expects  to  be  employed  by,  enrolled  in,
      attending  or  employed, whether for compensation or not, and whether he
      or she expects to reside in a facility owned  or  operated  by  such  an
      institution,  and  shall  report  such  information to the division. The
      court shall give one copy of the form to the sex offender and shall send
      two copies to the division which shall forward the  information  to  the
      law  enforcement  agencies  having  jurisdiction.  The  court shall also
      notify the district attorney and the sex offender of  the  date  of  the
      determination  proceeding  to  be  held pursuant to subdivision three of
      this section, which shall be held at least forty-five  days  after  such
      notice  is given. This notice shall include the following statement or a
      substantially similar statement:  "This  proceeding  is  being  held  to
      determine  whether you will be classified as a level 3 offender (risk of
      repeat offense is high), a level 2 offender (risk of repeat  offense  is
      moderate),  or  a  level  1 offender (risk of repeat offense is low), or
      whether you will be designated as a sexual predator, a sexually  violent
      offender  or a predicate sex offender, which will determine how long you
      must register as a sex offender and how much information can be provided
      to the public concerning your registration. If you  fail  to  appear  at
      this  proceeding,  without  sufficient  excuse, it shall be held in your
      absence. Failure to appear may result in a longer period of registration
      or a higher level of community notification because you are not  present
      to offer evidence or contest evidence offered by the district attorney."
      The  court shall also advise the sex offender that he or she has a right
      to a hearing prior to the court's determination, that he or she has  the
      right  to be represented by counsel at the hearing and that counsel will
      be appointed if he or she is financially unable to  retain  counsel.  If
      the  sex  offender applies for assignment of counsel to represent him or
      her at the hearing and counsel was not previously assigned to  represent
      the  sex  offender  in  the  underlying criminal action, the court shall
      determine whether the offender is financially unable to retain  counsel.
      If  such  a finding is made, the court shall assign counsel to represent
      the sex offender pursuant to article eighteen-B of the county law. Where
      the court orders a sex offender released on probation, such  order  must
    
      include   a   provision  requiring  that  he  or  she  comply  with  the
      requirements of this article. Where  such  sex  offender  violates  such
      provision,  probation  may be immediately revoked in the manner provided
      by article four hundred ten of the criminal procedure law.
        3.  For sex offenders released on probation or discharged upon payment
      of a fine, conditional discharge or unconditional discharge, it shall be
      the duty of the court applying the guidelines established in subdivision
      five of section one hundred sixty-eight-l of this article  to  determine
      the  level  of  notification  pursuant to subdivision six of section one
      hundred sixty-eight-l of this article  and  whether  such  sex  offender
      shall  be  designated  a  sexual predator, sexually violent offender, or
      predicate sex offender as defined in subdivision seven  of  section  one
      hundred  sixty-eight-a  of  this article. At least fifteen days prior to
      the determination proceeding, the district attorney shall provide to the
      court and the  sex  offender  a  written  statement  setting  forth  the
      determinations sought by the district attorney together with the reasons
      for  seeking such determinations. The court shall allow the sex offender
      to appear and be heard. The state shall appear by the district attorney,
      or his or her designee, who shall bear the burden of proving  the  facts
      supporting  the  determinations sought by clear and convincing evidence.
      Where  there  is  a  dispute  between   the   parties   concerning   the
      determinations,  the  court  shall  adjourn  the hearing as necessary to
      permit the sex offender or the district  attorney  to  obtain  materials
      relevant  to  the  determinations  from  any  state  or  local facility,
      hospital, institution, office,  agency,  department  or  division.  Such
      materials may be obtained by subpoena if not voluntarily provided to the
      requesting  party.  In making the determinations, the court shall review
      any victim's statement and any relevant materials and evidence submitted
      by the sex offender and the district attorney and the court may consider
      reliable hearsay evidence submitted by either party provided that it  is
      relevant  to  the  determinations.  Facts  previously proven at trial or
      elicited at the time of entry of  a  plea  of  guilty  shall  be  deemed
      established   by   clear  and  convincing  evidence  and  shall  not  be
      relitigated.  The  court  shall  render  an  order  setting  forth   its
      determinations  and the findings of fact and conclusions of law on which
      the determinations are based. A copy of the order shall be submitted  by
      the  court  to the division. Upon application of either party, the court
      shall seal any portion of  the  court  file  or  record  which  contains
      material that is confidential under any state or federal statute. Either
      party  may  appeal as of right from the order pursuant to the provisions
      of articles fifty-five, fifty-six and fifty-seven of the civil  practice
      law  and  rules.  Where  counsel  has been assigned to represent the sex
      offender upon the ground that the sex offender is financially unable  to
      retain  counsel,  that  assignment  shall  be  continued  throughout the
      pendency of the appeal, and the person  may  appeal  as  a  poor  person
      pursuant to article eighteen-B of the county law.
        4. If a sex offender, having been given notice, including the time and
      place  of  the determination proceeding in accordance with this section,
      fails to appear at this proceeding, without sufficient excuse, the court
      shall conduct the hearing and make the determinations in the manner  set
      forth in subdivision three of this section.