Section 402. Commitment of mentally ill inmates  


Latest version.
  • 1. Whenever the physician
      of any correctional facility, any county penitentiary,  county  jail  or
      workhouse,  any  reformatory  for  women,  or  of any other correctional
      institution, shall report in writing  to  the  superintendent  that  any
      person  undergoing  a  sentence  of  imprisonment or adjudicated to be a
      youthful offender or juvenile delinquent confined  therein  is,  in  his
      opinion, mentally ill, such superintendent shall apply to a judge of the
      county  court  or justice of the supreme court in the county to cause an
      examination to be made of such person by two examining physicians.  Such
      physicians  shall  be designated by the judge to whom the application is
      made. Each such physician, if satisfied, after a  personal  examination,
      that  such  inmate  is  mentally  ill and in need of care and treatment,
      shall make a certificate to such effect. Before making such certificate,
      however, he shall consider  alternative  forms  of  care  and  treatment
      available    during   confinement   in   such   correctional   facility,
      penitentiary, jail, reformatory or correctional institution  that  might
      be  adequate  to  provide  for  such  inmate's  needs  without requiring
      hospitalization. If the examining physician knows that the person he  is
      examining has been under prior treatment, he shall, insofar as possible,
      consult  with  the  physician  or  psychologist  furnishing  such  prior
      treatment prior to making his certificate.
        2. In the city of New York, if the  physician  of  a  workhouse,  city
      prison,  jail,  penitentiary  or  reformatory  reports in writing to the
      superintendent of such institution that  a  prisoner  confined  therein,
      serving  a sentence of imprisonment, is in his opinion mentally ill, the
      superintendent of said institution shall either transfer  said  prisoner
      to  Bellevue  or  Kings county hospital for observation as to his mental
      condition by two examining physicians  or  shall  secure  two  examining
      physicians  to  make  such  examination  in  his  institution. Each such
      physician, if satisfied after a  personal  examination  and  observation
      that  the  prisoner  is  mentally ill and in need of care and treatment,
      shall make a certificate to such effect. Before making such certificate,
      however, he shall consider  alternative  forms  of  care  and  treatment
      available    during   confinement   in   such   correctional   facility,
      penitentiary, jail, reformatory or correctional institution  that  might
      be  adequate  to  provide  for  such  inmate's  needs  without requiring
      hospitalization. If the examining physician knows that the person he  is
      examining has been under prior treatment, he shall, insofar as possible,
      consult  with  the  physician  or  psychologist  furnishing  such  prior
      treatment prior to making his certificate.
        3. Upon such certificates of the examining physicians being  so  made,
      it shall be delivered to the superintendent who shall thereupon apply by
      petition  forthwith  to  a  judge  of the county court or justice of the
      supreme court in the county, annexing such certificate to his  petition,
      for  an order committing such inmate to a hospital for the mentally ill.
      Upon every such application for such  an  order  of  commitment,  notice
      thereof  in  writing, of at least five days, together with a copy of the
      petition, shall be served  personally  upon  the  alleged  mentally  ill
      person,  and  in addition thereto such notice and a copy of the petition
      shall be served upon either the wife, the husband, the father or  mother
      or  other nearest relative of such alleged mentally ill person, if there
      be any such known relative within the state; and  if  not,  such  notice
      shall  be  served  upon  any  known  friend of such alleged mentally ill
      person within the state. If there be no such known  relative  or  friend
      within the state, the giving of such notice shall be dispensed with, but
      in  such  case  the petition for the commitment shall recite the reasons
      why service of such notice on  a  relative  or  friend  of  the  alleged
      mentally  ill person was dispensed with and, in such case, the order for
    
      commitment shall recite why service of such a notice on  a  relative  or
      friend  of the alleged mentally ill person was dispensed with. Copies of
      the  notice,  the  petition  and  the  certificates  of  the   examining
      physicians  shall  also  be  given the mental hygiene legal service. The
      mental hygiene legal service shall inform  the  inmate  and,  in  proper
      cases,  others interested in the inmate's welfare, of the procedures for
      placement in a hospital and of the inmate's right to have a hearing,  to
      have  judicial review with a right to a jury trial, to be represented by
      counsel and to seek an independent medical opinion. The  mental  hygiene
      legal  service  shall  have  personal  access  to  such  inmate for such
      purposes.
        4. The judge to whom  such  application  for  the  commitment  of  the
      alleged  mentally  ill  person  is  made may, if no demand is made for a
      hearing on behalf of the alleged mentally ill person, proceed  forthwith
      on  the  return  day  of such notice to determine the question of mental
      illness and, if satisfied  that  the  alleged  mentally  ill  person  is
      mentally ill and in need of care and treatment, may immediately issue an
      order  for  the  commitment  of  such  alleged  mentally ill person to a
      hospital for a period not to exceed six months  from  the  date  of  the
      order.
        5.  Upon  the  demand  for a hearing by any relative or near friend on
      behalf of such alleged mentally ill person, the judge shall, or  he  may
      upon  his  own  motion  where there is no demand for a hearing, issue an
      order directing the hearing of such application before him at a time not
      more than five days from the date of such order, which shall  be  served
      upon  the  parties  interested  in  the  application and upon such other
      persons as the judge, in his discretion, may name. Upon such day or upon
      such other day to which the proceedings shall be regularly adjourned, he
      shall hear the testimony introduced by the parties and shall examine the
      alleged mentally ill person, if deemed advisable in or out of court, and
      render a decision in writing as to such person's mental illness and need
      for care and treatment. If such judge cannot hear  the  application,  he
      may,  in  his  order  directing the hearing, name some referee who shall
      hear the testimony and report  the  same  forthwith,  with  his  opinion
      thereon, to such judge, who shall, if satisfied with such report, render
      his  decision  accordingly.  If  it  be  determined  that such person is
      mentally ill and  in  need  of  care  and  treatment,  the  judge  shall
      forthwith  issue his order committing him to a hospital for a period not
      to exceed six months from the date of  the  order.  Such  superintendent
      shall  thereupon  cause  such mentally ill person to be delivered to the
      director of the appropriate hospital as designated by  the  commissioner
      of  mental  hygiene  and such mentally ill person shall be received into
      such hospital and retained there until he is determined to be no  longer
      in  need  of  care  and  treatment  by  the director of such hospital or
      legally  discharged  or  for  the  period  specified  in  the  order  of
      commitment or in any subsequent order authorizing continued retention of
      such  person  in  said  hospital. Such superintendent, before delivering
      said mentally ill person, shall see that he is  bodily  clean.  If  such
      judge  shall refuse to issue an order of commitment, he shall certify in
      writing his reasons for such refusal.
        6. When an order of commitment is made, such order and all  papers  in
      the  proceeding  shall  be  presented to the director of the appropriate
      hospital at the time when the mentally ill person is delivered  to  such
      institution  and  a  copy  of  the order and of each such paper shall be
      filed with the department of mental hygiene and also in  the  office  of
      the  county  clerk of the county wherein the court is located which made
      the order of commitment. The judge shall order all such papers so  filed
      in  the county clerk's office to be sealed and exhibited only to parties
    
      to the proceedings, or someone properly interested, upon  order  of  the
      court.
        7.  The  costs  necessarily  incurred  in  determining the question of
      mental illness, including the fees of the medical examiners, shall be  a
      charge  upon the state or the municipality, as the case may be, at whose
      expense the institution is maintained, which has custody of the  alleged
      mentally ill person at the time of the application for his commitment to
      the hospital under the provisions of this section.
        8.  During  the  pendency  of  such proceeding the judge may forthwith
      commit such alleged mentally ill person to a hospital for  the  mentally
      ill upon petition and the affidavit of two examining physicians that the
      superintendent  is  not  able  to  properly  care for such person at the
      institution where he is confined and that such person  is  in  immediate
      need  of  care and treatment. Any person so committed shall be delivered
      to the director of the appropriate hospital as designated in  the  rules
      and regulations of the department of mental hygiene.
        9.  Except  as  provided  in  subdivision  two pertaining to prisoners
      confined in the city of New York, an inmate of a  correctional  facility
      or  a  county  jail may be admitted on an emergency basis to the Central
      New York Psychiatric Center upon  the  certification  by  two  examining
      physicians, including physicians employed by the office of mental health
      and  associated  with  the correctional facility in which such inmate is
      confined, that the inmate suffers from a mental illness which is  likely
      to result in serious harm to himself or others as defined in subdivision
      (a)  of  section 9.39 of the mental hygiene law. Any person so committed
      shall be delivered by  the  superintendent  within  a  twenty-four  hour
      period, to the director of the appropriate hospital as designated in the
      rules  and  regulations of the office of mental health. Upon delivery of
      such person to a hospital operated by the office  of  mental  health,  a
      proceeding under this section shall immediately be commenced.
        10. If the director of a hospital for the mentally ill shall deem that
      the condition of such mentally ill person requires his further retention
      in a hospital he shall, during the period of retention authorized by the
      last  order  of the court, apply to the supreme court or county court in
      the county where such hospital is  located,  for  an  order  authorizing
      continued  retention  of  such  mentally  ill person. The procedures for
      obtaining any order pursuant to this subdivision shall be in  accordance
      with  the  provisions  of  the  mental  hygiene law for the retention of
      involuntary patients.
        11. If a mentally ill person whose commitment, retention or  continued
      retention  has been authorized pursuant to this section, or any relative
      or friend in his behalf, be dissatisfied with any such  order,  he  may,
      within  thirty  days  after  the  making  of  any  such  order, obtain a
      rehearing and a review of the proceedings already had and of such order,
      upon a petition to a justice of the supreme court other than  the  judge
      or  justice  presiding  over  the  court making such order. Such justice
      shall cause a jury to be summoned and shall  try  the  question  of  the
      mental  illness  and  the  need  for care and treatment of the person so
      committed or so authorized to be retained. Any such mentally ill  person
      or the person applying on his behalf for such review may waive the trial
      of  the  fact  by a jury and consent in writing to trial of such fact by
      the court. No such petition for the hearing and review shall be made  by
      anyone  other  than the person so committed or authorized to be retained
      or the father, mother, husband, wife or child of such person, unless the
      petitioner shall have first obtained the leave of the  court  upon  good
      cause  shown.  If  the verdict of the jury, or the decision of the court
      when jury trial has been waived, be that such  person  is  not  mentally
      ill,  the  justice  shall  order  the  removal  of  such person from the
    
      hospital and such person shall  forthwith  be  transferred  to  a  state
      correctional   facility,  or  returned  to  the  superintendent  of  the
      institution from which he was received if such  institution  was  not  a
      state  correctional  facility.  Where  the  verdict  of the jury, or the
      decision of the court where a jury trial has been waived, be  that  such
      person  is mentally ill, the justice shall certify that fact and make an
      order  authorizing  continued  retention  under  the   original   order.
      Proceedings  under  the  order  shall  not  be  stayed pending an appeal
      therefrom, except upon an order of a justice of the supreme  court,  and
      made upon notice and after hearing, with provision made therein for such
      temporary care and confinement of the alleged mentally ill person as may
      be deemed necessary.
        12.  The  notice provided for herein shall be served by the sheriff of
      the counties of the state of New York, in which case the charges of such
      sheriff shall be a disbursement in such  proceeding,  or  by  registered
      mail   on   all   persons   required  to  be  served,  except  that  the
      superintendent of a correctional facility or the director of a  hospital
      for  the  mentally  ill,  or  their  designees,  shall  be authorized to
      personally serve notice  upon  an  alleged  mentally  ill  person  or  a
      mentally ill person, as provided in this section.
        13.  Notwithstanding  any  provision  of  law to the contrary, when an
      inmate is being examined in  anticipation  of  his  or  her  conditional
      release, release to parole supervision, or when his or her sentence to a
      term  of  imprisonment  expires,  the  provisions  of subdivision one of
      section four hundred four of this article shall be applicable  and  such
      commitment  shall  be  effectuated  in accordance with the provisions of
      article nine or ten of the mental hygiene law, as appropriate.